Joshua L. Sylvester

EQT PARTNERS BD

New York, NY 10167

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CRD#: 4641432

Professional summary

Joshua Lee Sylvester, CFP®, CIMA®, who also goes by Josh Sylvester, is a registered financial professional currently at EQT PARTNERS BD, LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2003. Joshua has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Josh Sylvester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Lee Sylvester's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 9, 2025 - Present

EQT PARTNERS BD, LLC

Office #1: 245 Park Avenue 34th Floor, New York, NY, 10167

CRD#: 322826

New York, NY

Past

January 13, 2023 - July 10, 2025

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

CRD#: 313390

NEW YORK, NY

Past

January 15, 2015 - January 2, 2023

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

December 11, 2013 - January 6, 2015

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

December 5, 2013 - January 6, 2015

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

FORT LAUDERDALE, FL

Past

March 25, 2010 - November 25, 2013

LEGACY BY DESIGN

RIA

CRD#: 144863

CHICO, CA

Past

January 12, 2010 - April 27, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICO, CA

Past

January 7, 2010 - April 27, 2010

LPL FINANCIAL LLC

CRD#: 6413

CHICO, CA

Past

March 18, 2009 - January 28, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

CHICO, CA

Past

February 24, 2009 - January 28, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

CHICO, CA

Past

January 2, 2009 - December 31, 2009

LEGACY BY DESIGN

RIA

CRD#: 144863

CHICO, CA

Past

August 23, 2006 - February 12, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICO, CA

Past

August 23, 2006 - February 12, 2009

LPL FINANCIAL LLC

CRD#: 6413

CHICO, CA

Past

May 19, 2003 - September 5, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICO, CA

Past

April 28, 2003 - September 5, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/9/2025)

Alaska
(7/9/2025)

Arizona
(7/9/2025)

Arkansas
(7/9/2025)

California
(7/9/2025)

Colorado
(7/9/2025)

Connecticut
(7/9/2025)

Delaware
(7/9/2025)

District of Columbia
(7/9/2025)

Florida
(7/9/2025)

Georgia
(7/9/2025)

Hawaii
(7/9/2025)

Idaho
(7/9/2025)

Illinois
(7/9/2025)

Indiana
(7/9/2025)

Iowa
(7/9/2025)

Kansas
(7/9/2025)

Kentucky
(7/9/2025)

Louisiana
(7/9/2025)

Maine
(7/9/2025)

Maryland
(7/9/2025)

Massachusetts
(7/9/2025)

Michigan
(7/9/2025)

Minnesota
(7/9/2025)

Mississippi
(7/9/2025)

Missouri
(7/9/2025)

Montana
(7/9/2025)

Nebraska
(7/9/2025)

Nevada
(7/9/2025)

New Hampshire
(7/9/2025)

New Jersey
(7/9/2025)

New Mexico
(7/9/2025)

New York
(7/9/2025)

North Carolina
(7/14/2025)

North Dakota
(7/9/2025)

Ohio
(7/11/2025)

Oklahoma
(7/9/2025)

Oregon
(7/9/2025)

Pennsylvania
(7/9/2025)

Puerto Rico
(7/9/2025)

Rhode Island
(7/9/2025)

South Carolina
(7/9/2025)

South Dakota
(7/9/2025)

Tennessee
(7/9/2025)

Texas
(7/9/2025)

Utah
(7/9/2025)

Vermont
(7/9/2025)

Virgin Islands
(7/9/2025)

Virginia
(7/9/2025)

Washington
(7/9/2025)

West Virginia
(7/9/2025)

Wisconsin
(7/9/2025)

Wyoming
(7/9/2025)

Exams

State Security Law Exam

Series 63

Date: 12/21/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EQT PARTNERS BD, LLC

EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Mailing Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Phone number

(484) 531-7456

Established

Delaware since 07/28/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EQT EXETER HOLDINGS US INC.	SOLE MEMBER
BREEN, BARRY EAMON	CHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOK	CHIEF EXECUTIVE OFFICER & DIRECTOR	4693996
HOUSHMAND, ALI	DIRECTOR	4980374
RUTITSKIY, DMITRIY	FINOP/PFO/POO	6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua L. Sylvester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Lee Sylvester's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

LEGACY BY DESIGN

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

LEGACY BY DESIGN

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/2013

Series 66

Date: 5/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2013

Series 24

Date: 5/19/2022

FINRA

Current Firm

EQT PARTNERS BD, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EQT PARTNERS BD, LLC

TRUST BUT VERIFY

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