KW
Karl G. Wellner
PAPAMARKOU WELLNER PERKIN ADVISORS
New York, NY 10022
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CRD#: 4640763
KW
Professional summary
Karl Gert Wellner is a registered financial advisor currently at PAPAMARKOU WELLNER PERKIN ADVISORS located in New York, New York.
Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Karl has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Karl Gert Wellner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2005 - Present
PAPAMARKOU WELLNER PERKIN ADVISORS
Office #1: 430 Park Avenue 17th Floor, New York, NY 10022RIA
CRD#: 131796
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PAPAMARKOU WELLNER PERKIN ADVISORS
PAPAMARKOU ASSET MANAGEMENT INCORPORATED | PAPAMARKOU WELLNER PERKIN ADVISORS | PAPAMARKOU WELLNER PERKIN | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.
CRD#: 131796 / SEC#: 801-63317
RIA
Registered Investment Advisory firm - (7/21/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/30/2021)
IAR
Texas(5/25/2005)
Exams
Current Firm
PW
PAPAMARKOU WELLNER PERKIN ADVISORS
PAPAMARKOU ASSET MANAGEMENT INCORPORATED | PAPAMARKOU WELLNER PERKIN ADVISORS | PAPAMARKOU WELLNER PERKIN | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.
CRD#: 131796 / SEC#: 801-63317
RIA
Registered Investment Advisory firm - (7/21/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
430 Park Avenue 17th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 223-2020
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 357,020,170 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
