Todd M. Nelson

SITTNER & NELSON

Eugene, OR 97401

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CRD#: 4640224

Professional summary

Todd Michael Nelson, CFP® is a registered financial advisor currently at SITTNER & NELSON, LLC located in Eugene, Oregon.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Todd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SELCO COMMUNITY CREDIT UNION - NON INVESTMENT-RELATED - 110 INTERNATIONAL WAY, SPRINGFIELD, OR 97477 - SUPERVISORY COMMITTEE - 2009 - 4 HR/MO, 0 HR/MO DURING TRADING - MONITOR CREDIT UNION, ACTIONS OF THE BOARD OF DIRECTORS AND CREDIT COMMITTEE. 2) TRUSTEE OF DOUGLAS A. NELSON IRREVOCABLE LIFE INSURANCE TRUST - INVESTMENT RELATED - 497 OAKWAY ROAD, EUGENE, OR 97440 - TRUSTEE - 3/27/2018 - 0 HRS/MO, 0 HRS/MO DURING TRADING. 3) INSURANCE - INVESTMENT RELATED - 497 OAKWAY ROAD, EUGENE, OR 97440 - INSURANCE SALES - AGENT - 4/7/2010 - 10 HRS/MO, 5 HRS/MO DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 30, 2020 - Present

SITTNER & NELSON, LLC

Office #1: 497 Oakway Road Suite 300, Eugene, OR 97401

RIA

CRD#: 309757

Eugene, OR

Past

January 5, 2010 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

EUGENE, OR

Past

March 11, 2005 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

EUGENE, OR

Past

June 10, 2004 - March 16, 2010

ROEHL & YI INVESTMENT ADVISORS, LLC

RIA

CRD#: 109258

EUGENE, OR

Past

March 13, 2003 - March 11, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SITTNER & NELSON, LLC

SITTNER & NELSON | SITTNER AND NELSON ADVISORS, LLC | SITTNER & NELSON, LLC

CRD#: 309757 / SEC#: 801-119243

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/30/2020)

IAR

Texas
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2003

General Securities Representative Examination

Current Firm

SITTNER & NELSON, LLC

SITTNER & NELSON | SITTNER AND NELSON ADVISORS, LLC | SITTNER & NELSON, LLC

CRD#: 309757 / SEC#: 801-119243

RIA

Registered Investment Advisory firm - (8/10/2020 Approved)

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Contact information

Main Address

497 Oakway Road Suite 300, Eugene, OR 97401

Mailing Address

P.o. Box 10347, Eugene, OR 97440

Phone number

(541) 636-4001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

S&N FORM ADV PART 2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	1,472
AUM (Assets Under Management)	$ 899,994,121

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
12/20/2024	Cover Page	Report
01/24/2024	Cover Page	Report
06/15/2023	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd M. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

ROEHL & YI INVESTMENT ADVISORS, LLC

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

SITTNER & NELSON, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2003

Current Firm

SITTNER & NELSON, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SITTNER & NELSON, LLC

TRUST BUT VERIFY

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