PE
Paul B. Elam
OAK HARBOR WEALTH PARTNERS
Raleigh, NC 27612
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CRD#: 4640119
PE
Professional summary
Paul Boddie Elam, AIF® is a registered financial advisor currently at OAK HARBOR WEALTH PARTNERS, LLC located in Raleigh, North Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Thomas R & Elizabeth E Mclean Foundation Address: Fayetteville, NC Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:Yes Start Date: 10/23/2017 Hours per month devoted to this business: 6 Hours per month devoted to this business during trading hours: 3 Description of duties: To be a good steward of the Foundation set up to benefit the people of Cumberland County, NC. Directors review grant applications and make grants, interview potential grantees, and have fiduciary responsibility for the investments of the foundation. (2) Raleigh Charter High School Foundation Address: Raleigh, NC Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Board Member Investment Related: Yes Start Date: approximately August 2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 2 Description of duties: Monitor investment portfolio and report report to the Board of Directors regarding portfolio performance; no authority to trade in accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Boddie Elam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 1, 2021 - Present
OAK HARBOR WEALTH PARTNERS, LLC
Office #1: 3101 Glenwood Avenue Suite 102, Raleigh, NC 27612RIA
CRD#: 311528
Raleigh, NC
Past
February 13, 2013 - October 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
RALEIGH, NC
Past
February 13, 2013 - October 12, 2021
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
RALEIGH, NC
Past
June 13, 2003 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
RALEIGH, NC
Past
May 2, 2003 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
RALEIGH, NC
Past
February 27, 2003 - April 30, 2003
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OH
OAK HARBOR WEALTH PARTNERS, LLC
OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS
CRD#: 311528 / SEC#: 801-122270
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/1/2021)
IAR
Texas(1/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
OH
OAK HARBOR WEALTH PARTNERS, LLC
OAK HARBOR WEALTH PARTNERS, LLC | SPORTING WEALTH PARTNERS
CRD#: 311528 / SEC#: 801-122270
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3101 Glenwood Avenue Suite 102, Raleigh, NC 27612
Mailing Address
Phone number
(919) 800-0705
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,480 |
| AUM (Assets Under Management) | $ 623,140,608 |
Red Flags
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Company Information
OAK HARBOR WEALTH PARTNERS, LLC
CRD#: 311528Raleigh, NC 27612TRUST BUT VERIFY
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