Steven M. Stack

HIGHLAND CAPITAL MANAGEMENT

Lake Mary, FL 32746

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CRD#: 4639863

Professional summary

Steven Michael Stack is a registered financial advisor currently at HIGHLAND CAPITAL MANAGEMENT, LLC located in Lake Mary, Florida.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Steven has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Stack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2015 - Present

HIGHLAND CAPITAL MANAGEMENT, LLC

Office #1: 1035 Greenwood Blvd Suite 211, Lake Mary, FL 32746

RIA

CRD#: 104842

Lake Mary, FL

Past

January 5, 2004 - May 15, 2015

ICC CAPITAL MANAGEMENT INC

RIA

CRD#: 108806

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2003

Uniform Investment Adviser Law Examination

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT CORP | HIGHLAND CAPITAL MANAGMENT, LLC | HIGHLAND CAPITAL MANAGEMENT, LLC

CRD#: 104842 / SEC#: 801-8762

RIA

Registered Investment Advisory firm - (7/21/1972 Approved)

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Contact information

Main Address

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120

Mailing Address

Phone number

(901) 761-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGHLAND CAPITAL MANAGEMENT LLC MARCH 2024 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,042
AUM (Assets Under Management)	$ 3,539,134,473

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
07/29/2024	Cover Page	Report
11/15/2023	Cover Page	Report
08/22/2023	Cover Page	Report
08/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven M. Stack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Stack's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLAND CAPITAL MANAGEMENT, LLC

ICC CAPITAL MANAGEMENT INC

Primary Firm SEC Registration

HIGHLAND CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2003

Current Firm

HIGHLAND CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIGHLAND CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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