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Kelly Duane Johnson

Kelly D. Johnson

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CRD#: 4639758
Kelly Duane Johnson

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Duane Johnson was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2003. Kelly had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Virtus Capital Partners LLC. Address: Byron, IL. Nature of the Business: Support Company/DBA (Owner). Position/Title: Support Company/DBA (Owner). Investment Related:No. Start Date: 05/29/2013. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of duties: Kelly Johnson is the sole owner of VCP. An LLC created to support his responsibilities as the independent branch owner and operator of VCP, an approved office in the RJFS network. 2) POA for Velvet Johnson, my spouse. - Address: Cherry Valley, IL - Nature of the Business: POA/Personal Representative - Position/Title: POA/Personal Representative - Investment Related: No - Start Date: 01/26/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: I am POA for my wife, Velvet Johnson. 3) Johnson Family Trust - Address: Cherry Valley, IL - Nature of the Business: Trustee - Position/Title: Trustee - Investment Related: Yes - Start Date: 01/26/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Co Trustee along with my wife Velvet Johnson. 3) Name of Business : VIRTUS Capital Partners LLC Address: 4694 Macatawa Legends Blvd.,Holland, MI Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 01/14/2021 Hours per month devoted to this business: 100 Hours per month devoted to this business during trading hours: 100 Description of duties: Owner, Operator. Business Owner. LLC Principal. President and Founder. Sole Owner.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 1, 2013 - December 22, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Loves Park, IL
Past

February 28, 2013 - December 22, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Loves Park, IL
Past

June 1, 2009 - March 12, 2013

MORGAN STANLEY

RIA
CRD#: 149777
ROCKFORD, IL
Past

June 1, 2009 - March 12, 2013

MORGAN STANLEY

BD
CRD#: 149777
ROCKFORD, IL
Past

April 29, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ROCKFORD, IL
Past

April 29, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ROCKFORD, IL
Past

February 3, 2004 - May 19, 2005

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
OREGON, IL
Past

April 14, 2003 - May 19, 2005

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/1/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/12/2013
General Securities Principal Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)
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Contact information

Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts1,030,208
AUM (Assets Under Management)$ 344,868,106,925

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/12/2025
Cover Page
Report
08/21/2024
Cover Page
Report
09/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Financial AdvisorCRD#: 149018

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Contact information

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