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Benjamin Paul Hilgers

CFP®
CRD# 4639530·Registered 2003 - 2024
Previously Registered: Being a previously registered professional could mean that Benjamin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Benjamin Paul Hilgers, CFP®, who also goes by Ben Hilgers, Benjamin P Hilgers, was a registered financial advisor. Benjamin was a previously registered financial professional and started their career in finance 2003 - 2024. Benjamin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Hilgers, Benjamin P Hilgers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

23 years in the financial services industry

Current & Past Employments

Past

ASHFORD SECURITIES LLCPast·CRD# 305330
BD
Dallas, TX
June 1, 2021 - June 14, 2024
EMERSON EQUITY LLCPast·CRD# 130032
BD
San Mateo, CA
May 1, 2020 - June 1, 2021
TRILOMA SECURITIES, LLCPast·CRD# 173059
BD
Winter Park, FL
July 11, 2015 - March 25, 2020
CNL SECURITIES CORP.Past·CRD# 10356
BD
Orlando, FL
September 3, 2003 - June 17, 2015

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Current Firm

AS
ASHFORD SECURITIES LLC

ASHFORD SECURITIES LLC

CRD#: 305330 / SEC#: 8-70405
BD
Terminated by SEC on 03/27/2026

Contact Information

Established

Delaware since 07/15/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KYLEMORE HOLDINGS LLCSOLE MEMBER—
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
SUMNER, GARRETT BRUCE JRFINOP/ PFO/ POO6320306

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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