John L. Farda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Louis Farda was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 5 firms and has passed the Series 63, Series 34, Series 3, SIE, Series 7, Series 55, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2023 - October 2, 2023
CROWDSTREET CAPITAL LLC
November 24, 2020 - April 19, 2021
DIGITAL BROKERAGE SERVICES LLC
May 10, 2016 - December 2, 2020
FIDELITY BROKERAGE SERVICES LLC
May 27, 2008 - June 11, 2010
G1 EXECUTION SERVICES, LLC
April 7, 2003 - May 27, 2008
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/24/2007
Limited Representative-Equity Trader ExamCurrent Firm
CROWDSTREET CAPITAL LLC
CRD#: 312762 / SEC#: , 8-70724
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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