Marilyn S. Hoosen
STIFEL INDEPENDENT ADVISORS | Senior Financial Advisor
Alexandria, VA 22314
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CRD#: 4639441
Professional summary
Marilyn S Hoosen, who also goes by Marilyn Shereen Hoosen, Marilyn Hoosen, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Alexandria, Virginia.
Marilyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Marilyn has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marilyn Shereen Hoosen | Marilyn Hoosen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. eGOLI Wealth Advisors, LLC; 301 N. Fairfax Street, Ste 101 Alexandria VA 22314; Independent Wealth Advisory firm, affiliated with Stifel Independent Advisors; President and Independent Investment Executive; Run and operate the organization, and manage the wealth of my clients; 06/10/2025; 9 hrs/day; During security trading hours; Investment-Related 2. Innovation in Agriculture and Energy Opportunity Zone Summit Puerto Rico 2025 Planning Committee - hosted by KDM & Associates, LLC; 300 New Jersey Avenue, NW Washington DC, DC 20001; It is an annual conference that is held and the role of the planning committee is to plan and implement the summit, 10/13-15/25; Member of the Summit Planning Committee; Participate in the planning and implementation of the summit; 06/18/2025; 3 hrs/week; Not during security trading hours; Not Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Marilyn S Hoosen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marilyn S Hoosen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2025 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 301 N. Fairfax Street Suite 101 A, Alexandria, VA 22314RIA
BD
CRD#: 28218
Alexandria, VA
Current
June 10, 2025 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 301 N. Fairfax Street Suite 101 A, Alexandria, VA 22314RIA
BD
CRD#: 28218
Alexandria, VA
Past
August 22, 2016 - June 11, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALEXANDRIA, VA
Past
August 19, 2016 - June 11, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALEXANDRIA, VA
Past
August 20, 2015 - July 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALEXANDRIA, VA
Past
August 20, 2015 - July 12, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALEXANDRIA, VA
Past
June 4, 2014 - June 29, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALEXANDRIA, VA
Past
June 4, 2014 - June 29, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALEXANDRIA, VA
Past
April 29, 2011 - October 10, 2013
MORGAN STANLEY
RIA
CRD#: 149777
ALEXANDRIA, VA
Past
April 29, 2011 - October 10, 2013
MORGAN STANLEY
BD
CRD#: 149777
ALEXANDRIA, VA
Past
June 19, 2006 - May 9, 2011
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
ALEXANDRIA, VA
Past
June 19, 2006 - May 9, 2011
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
ALEXANDRIA, VA
Past
June 7, 2005 - October 31, 2005
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
October 6, 2004 - March 21, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/10/2025)
RR
Arkansas(6/10/2025)
RR
California(6/10/2025)
RR
Colorado(6/10/2025)
RR
Connecticut(6/10/2025)
RR
Delaware(6/13/2025)
RR
District of Columbia(6/10/2025)
RR
Florida(6/10/2025)
RR
Georgia(6/10/2025)
RR
Maryland(6/17/2025)
RR
Minnesota(6/12/2025)
RR
Nebraska(6/10/2025)
RR
Nevada(6/10/2025)
RR
New Jersey(6/10/2025)
RR
New York(6/10/2025)
RR
North Carolina(6/10/2025)
RR
Ohio(6/10/2025)
RR
Oregon(6/10/2025)
RR
Pennsylvania(6/10/2025)
RR
Texas(6/10/2025)
IAR
Texas(6/10/2025)
RR
Utah(6/10/2025)
RR
Vermont(6/10/2025)
RR
Virginia(6/10/2025)
IAR
Virginia(6/10/2025)
RR
Washington(6/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
Senior Financial AdvisorCRD#: 28218Alexandria, VA 22314TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
