Shandon M. Gelbaugh

ARCA ARCHA

Blue Bell, PA

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CRD#: 4638868

Professional summary

Shandon Matthew Gelbaugh, who also goes by Shandon Matthew Gelbaugh, is a registered financial advisor currently at ARCA ARCHA, LLC located in Blue Bell, Pennsylvania.

Shandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Shandon has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shandon Matthew Gelbaugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shandon Matthew Gelbaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2008 - Present

ARCA ARCHA, LLC

RIA

CRD#: 145490

Blue Bell, PA

Past

February 28, 2007 - October 25, 2007

TD AMERITRADE, INC.

RIA

CRD#: 7870

PHILADELPHIA, PA

Past

February 28, 2007 - October 25, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PHILADELPHIA, PA

Past

February 28, 2007 - October 25, 2007

TD AMERITRADE, INC.

CRD#: 7870

PHILADELPHIA, PA

Past

April 11, 2006 - July 24, 2006

IFMG SECURITIES, INC.

CRD#: 14416

RED LION, PA

Past

January 19, 2004 - April 4, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CAMP HILL, PA

Past

January 19, 2004 - April 4, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 19, 2004 - April 4, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/9/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2004

General Securities Representative Examination

Current Firm

ARCA ARCHA, LLC

ARCA ARCHA, LLC | BCD FUNDS

CRD#: 145490 / SEC#:

Delaware

Registered Investment Advisory firm - (12/31/2009 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2009 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/9/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Abington, PA

Mailing Address

Phone number

(215) 764-0944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 8,645,080

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Shandon M. Gelbaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shandon Matthew Gelbaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCA ARCHA, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

IFMG SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2003

Series 7

Date: 1/15/2004

Current Firm

ARCA ARCHA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARCA ARCHA, LLC

TRUST BUT VERIFY

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