Michael J. Guarracino

MG FINANCIAL MANAGEMENT

Doylestown, PA 18901

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CRD#: 4638548

Professional summary

Michael J. Guarracino is a registered financial advisor currently at MG FINANCIAL MANAGEMENT, LLC located in Doylestown, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent, PA Lic. No. 287104. Fixed Annuities. Investment related. Infrequent hrs. Not usually during market. Name of the other business: Forest Grove Presbyterian Church Investment-related: No Address: 1856 Forest Grove Rd, Forest Grove, PA 18922 Nature of the business: Church Position, title, or relationship with the other business: Board Member Start date: 4/2025 Approximate hours/month: 2 Hours during securities trading hours: 0 Duties: oversee day-to-day operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. Guarracino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2016 - Present

MG FINANCIAL MANAGEMENT, LLC

Office #1: 118 Wood Street, Doylestown, PA 18901

RIA

CRD#: 285346

Doylestown, PA

Past

May 14, 2010 - May 19, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

ABINGTON, PA

Past

May 14, 2010 - January 3, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

Doylestown, PA

Past

January 3, 2005 - May 19, 2010

LPL FINANCIAL LLC

CRD#: 6413

ABINGTON, PA

Past

April 29, 2003 - January 5, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/2003

General Securities Representative Examination

Current Firm

MG FINANCIAL MANAGEMENT, LLC

GUARRACINO, MICHAEL J. | MG FINANCIAL MANAGEMENT, LLC

CRD#: 285346 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/18/2016 Approved)

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Contact information

Main Address

118 Wood Street, Doylestown, PA 18901

Mailing Address

Phone number

(215) 669-2676

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 26,795,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Guarracino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. Guarracino's CRS (Customer Relationship Summary).

Certified licenses

Experience

MG FINANCIAL MANAGEMENT, LLC

LPL FINANCIAL LLC

CONCERT WEALTH MANAGEMENT

LPL FINANCIAL LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2010

Series 63

Date: 5/1/2003

Series 7

Date: 4/28/2003

Current Firm

MG FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MG FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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