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SE

Steven E. Edmiston

THE LEADERS GROUP
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 4638483
SE

Professional summary

Steven Earl Edmiston, who also goes by Steve Edmiston, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steve Edmiston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Earl Edmiston's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2024 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

July 9, 2020 - December 31, 2020

THE LEADERS GROUP, INC.

BD
CRD#: 37157
West Palm Beach, FL
Past

November 29, 2018 - April 1, 2020

OSAIC FS, INC.

BD
CRD#: 3870
WEST PALM BEACH, FL
Past

June 5, 2015 - December 7, 2016

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
WEST PALM BEACH, FL
Past

March 4, 2014 - February 24, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
WEST PALM BEACH, FL
Past

February 15, 2011 - March 27, 2013

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

August 4, 2010 - December 10, 2010

HAZARD & SIEGEL, INC.

BD
CRD#: 2048
DEWITT, NY
Past

January 4, 2010 - April 30, 2010

HAZARD & SIEGEL, INC.

BD
CRD#: 2048
WEST PALM BEACH, FL
Past

September 5, 2008 - December 31, 2009

TRIAD ADVISORS LLC

BD
CRD#: 25803
WEST PALM BEACH, FL
Past

January 17, 2007 - September 5, 2008

OGILVIE SECURITY ADVISORS CORPORATION

BD
CRD#: 10105
WEST PALM BEACH, FL
Past

September 1, 2005 - August 17, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN
Past

May 11, 2004 - April 14, 2005

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

June 9, 2003 - August 5, 2003

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 24220
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 11/7/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/7/2003
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/14/2003
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157Summit, NJ 07901

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