Eric A. Gonzalez
Professional summary
Eric Andrew Gonzalez, who also goes by Eric A Gonzalez, Eric Gonzalez, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2003. Eric has worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Andrew Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2018 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 1301 Avenue Of Americas Suite 3700, New York, NY 10019July 15, 2013 - May 15, 2018
RBC CAPITAL MARKETS, LLC
July 28, 2011 - July 17, 2013
UBS SECURITIES LLC
April 19, 2011 - July 7, 2011
WEEDEN & CO.L.P.
August 12, 2010 - January 24, 2011
OPPENHEIMER & CO. INC.
June 12, 2009 - August 27, 2009
ALADDIN CAPITAL LLC
January 12, 2007 - September 4, 2008
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
April 11, 2005 - November 2, 2006
NOMURA SECURITIES INTERNATIONAL, INC.
October 16, 2003 - March 28, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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