James K. Baldwin
Professional summary
James Kerry Baldwin, who also goes by J. Kerry Baldwin, James K Baldwin, Kerry Baldwin, James Kerry Baldwin, Kerry Baldwin Fabling, is a registered financial professional currently at SUPERVISION PARTNERS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2007. James has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Kerry Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2022 - Present
SUPERVISION PARTNERS LLC
Office #1: 641 Lexington Avenue Fl 17, New York, NY 10022November 20, 2018 - December 4, 2018
OLD CITY SECURITIES LLC
December 19, 2017 - April 5, 2022
ELEVATION, LLC
April 5, 2007 - November 24, 2009
SG AMERICAS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2022)
(5/18/2022)
(4/19/2022)
(6/7/2022)
(12/19/2022)
(6/10/2022)
(6/23/2022)
(11/9/2022)
(4/21/2022)
(4/21/2022)
(4/20/2022)
(4/20/2022)
(8/21/2023)
(6/23/2022)
(4/21/2022)
(12/10/2024)
Exams
FINRA
Current Firm
SUPERVISION PARTNERS LLC
CRD#: 300528 / SEC#: , 8-70315
Contact information
FINRA licenses (32 States and Territories)
Red Flags
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