Erich H. Cassidy
Professional summary
Erich H. Cassidy, CFP®, who also goes by Erich H Cassidy, Erich Henry Cassidy, Erich Cassidy, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Rutherford, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Erich is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Erich has worked at 16 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erich H. Cassidy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 13a W 61st St, New York, NY 10023-0000December 19, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 13a West 61st St., New York, NY 10023January 15, 2025 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 4, 2022 - October 24, 2024
VANGUARD MARKETING CORPORATION
October 3, 2022 - October 24, 2024
VANGUARD ADVISERS, INC.
March 25, 2017 - October 16, 2020
MML INVESTORS SERVICES, LLC
March 25, 2017 - October 16, 2020
MML INVESTORS SERVICES, LLC
May 31, 2011 - September 5, 2013
WALNUT STREET SECURITIES, INC.
May 31, 2011 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
May 31, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
May 31, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 31, 2011 - September 5, 2013
WALNUT STREET SECURITIES, INC.
May 31, 2011 - September 5, 2013
TOWER SQUARE SECURITIES, INC.
May 31, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
May 31, 2011 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
August 12, 2010 - May 6, 2011
CHASE INVESTMENT SERVICES CORP.
April 26, 2010 - May 6, 2011
CHASE INVESTMENT SERVICES CORP.
May 9, 2008 - March 17, 2010
PNC WEALTH MANAGEMENT LLC
July 25, 2007 - April 17, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 8, 2005 - July 13, 2007
CHASE INVESTMENT SERVICES CORP.
April 20, 2004 - April 18, 2005
E1 ASSET MANAGEMENT, INC.
September 9, 2003 - April 16, 2004
COLUMBUS ADVISORY GROUP, LTD.
June 30, 2003 - September 9, 2003
COMMERCE ONE FINANCIAL INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/24/2024)
(12/23/2024)
(12/23/2024)
(12/23/2024)
(1/21/2025)
(12/23/2024)
(1/9/2025)
(1/10/2025)
(1/7/2025)
(12/23/2024)
(12/23/2024)
(3/31/2025)
(12/24/2024)
(3/31/2025)
(1/6/2025)
(12/24/2024)
(12/23/2024)
(1/6/2025)
(3/31/2025)
(12/26/2024)
Exams
Series 7TO
Date: 3/12/2022
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
