Casey Cason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Cason was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 2003. Casey had worked at 12 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - March 31, 2025
REDWOOD PRIVATE WEALTH
January 7, 2020 - August 25, 2021
WORLD EQUITY GROUP, INC.
July 1, 2019 - August 25, 2021
WORLD EQUITY GROUP, INC.
June 27, 2019 - July 27, 2021
TRIUMPH WEALTH ADVISORS, INC.
March 1, 2019 - June 28, 2019
WOODBURY FINANCIAL SERVICES, INC.
March 1, 2019 - June 28, 2019
WOODBURY FINANCIAL SERVICES, INC.
September 11, 2017 - March 1, 2019
QUESTAR ASSET MANAGEMENT, INC.
September 8, 2017 - March 1, 2019
QUESTAR CAPITAL CORPORATION
November 9, 2016 - September 12, 2017
GRADIENT SECURITIES, LLC
November 9, 2016 - September 12, 2017
GRADIENT SECURITIES, LLC
October 28, 2013 - November 17, 2016
CUE FINANCIAL GROUP, INC.
October 25, 2013 - November 8, 2016
FOOTHILL SECURITIES, INC.
July 14, 2008 - December 13, 2013
CETERA WEALTH SERVICES, LLC
April 15, 2008 - December 13, 2013
CETERA WEALTH SERVICES, LLC
April 23, 2004 - July 31, 2006
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 2003 - September 15, 2003
UBS FINANCIAL SERVICES INC.
April 29, 2003 - September 15, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
REDWOOD PRIVATE WEALTH
CRD#: 312942 / SEC#: 801-120723
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,788 |
| AUM (Assets Under Management) | $ 267,560,801 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
