Casey Cason

BROOKWOOD INVESTMENT GROUP

Peoria, AZ

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CRD#: 4637180

Professional summary

Casey Cason is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Peoria, Arizona and TACTIVE ADVISORS, LLC located in Peoria, Arizona.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Casey has worked at 14 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Cason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2025 - Present

BROOKWOOD INVESTMENT GROUP

RIA

CRD#: 316544

Peoria, AZ

Current

January 12, 2026 - Present

TACTIVE ADVISORS, LLC

Office #1: 14050 N 83rd Ave Suite 290, Peoria, AZ 85381

RIA

CRD#: 309311

Peoria, AZ

Past

December 13, 2021 - March 31, 2025

REDWOOD PRIVATE WEALTH

RIA

CRD#: 312942

PHOENIX, AZ

Past

January 7, 2020 - August 25, 2021

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Albuquerque, NM

Past

July 1, 2019 - August 25, 2021

WORLD EQUITY GROUP, INC.

CRD#: 29087

Albuquerque, NM

Past

June 27, 2019 - July 27, 2021

TRIUMPH WEALTH ADVISORS, INC.

RIA

CRD#: 153175

Albuquerque, NM

Past

March 1, 2019 - June 28, 2019

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ALBUQUERQUE, NM

Past

March 1, 2019 - June 28, 2019

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ALBUQUERQUE, NM

Past

September 11, 2017 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

ALBUQUERQUE, NM

Past

September 8, 2017 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ALBUQUERQUE, NM

Past

November 9, 2016 - September 12, 2017

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

ALBUQUERQUE, NM

Past

November 9, 2016 - September 12, 2017

GRADIENT SECURITIES, LLC

CRD#: 127701

ALBUQUERQUE, NM

Past

October 28, 2013 - November 17, 2016

CUE FINANCIAL GROUP, INC.

RIA

CRD#: 21033

ALBUQUERQUE, NM

Past

October 25, 2013 - November 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

Scottsdale, AZ

Past

July 14, 2008 - December 13, 2013

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ALBUQUERQUE, NM

Past

April 15, 2008 - December 13, 2013

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ALBUQUERQUE, NM

Past

April 23, 2004 - July 31, 2006

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

ALBUQUERQUE, NM

Past

May 19, 2003 - September 15, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALBUQUERQUE, NM

Past

April 29, 2003 - September 15, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/18/2025)

IAR

New Mexico
(2/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/29/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2008

General Securities Principal Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Casey Cason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Cason's CRS (Customer Relationship Summary).

Certified licenses

Experience

TACTIVE ADVISORS, LLC

REDWOOD PRIVATE WEALTH

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

TRIUMPH WEALTH ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

CUE FINANCIAL GROUP, INC.

FOOTHILL SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/28/2003

Series 53

Date: 10/29/2008

Series 24

Date: 6/16/2008

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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