JG
Judith S. Garber
KESTRA ADVISORY SERVICES
Buffalo Grove, IL 60089
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CRD#: 4637133
JG
Professional summary
Judith Sheble Garber, who also goes by Judith Ann Sheble, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Buffalo Grove, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Elmhurst, Illinois.
Judith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Judith has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Judith Ann Sheble
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JSG FINANCIAL SERVICES INC. POSITION: President NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 135 START DATE: 06/13/2001 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: CPA - Prepare financial statements and tax returns and manage staff. 2 394 FEDERAL DRIVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/04/2016 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: I do the accounting through JSG Financial Services Inc. 3. 1901 WESTERN AVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2018 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. 5760 EAST OTERO OWNER LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2020 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. COLTIVA WEALTH PLANNING PARTNERS POSITION: Consultant NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/03/2019 ADDRESS: 132 N York St. Suite 3K, Elmhurst IL 60126, United States DESCRIPTION: Client contact 5. KESTRA ADVISORY SERVICES LLC POSITION: Consultant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Client interface
CRS (Client Relationship Summary) - RIA
Click below to view Judith Sheble Garber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 300 Lexington Dr., Buffalo Grove, IL 60089Office #2: 132 N York St Suite 3k, Elmhurst, IL 60126RIA
CRD#: 283330
Buffalo Grove, IL
Current
October 28, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 132 N York 3k, Elmhurst, IL 60126BD
CRD#: 42046
Elmhurst, IL
Past
February 26, 2014 - October 28, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BUFFALO GROVE, IL
Past
December 14, 2011 - October 28, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
BUFFALO GROVE, IL
Past
January 9, 2008 - December 6, 2011
PFS INVESTMENTS INC.
BD
CRD#: 10111
MT PROSPECT, IL
Past
June 9, 2003 - December 31, 2007
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/28/2021)
RR
Illinois(10/28/2021)
IAR
Illinois(10/28/2021)
RR
Missouri(10/28/2021)
RR
New York(10/28/2021)
RR
Ohio(10/28/2021)
RR
Texas(10/28/2021)
IAR
Texas(10/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
