Adam T. Pasholk
Professional summary
Adam Tory Pasholk is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Tory Pasholk's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2004 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2005)
(6/26/2006)
(7/17/2014)
(6/27/2005)
(8/25/2016)
(3/21/2017)
(3/5/2021)
(4/6/2017)
(8/11/2004)
(6/23/2005)
(7/22/2024)
(5/15/2017)
(6/14/2021)
(2/5/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/10/2005
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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