James Matthew Devary | Financial Professional | New York, New York | ARETE WEALTH ADVISORS, LLC

Professional summary

James Matthew Devary, who also goes by Jimmy Devary, is a registered financial advisor currently at ARETE WEALTH ADVISORS, LLC located in New York, New York and ARETE WEALTH MANAGEMENT, LLC located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jimmy Devary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)UNITED WAR VETERANS COUNCIL, NON INVESTMENT RELATED,346 BROADWAY NY, NY 10013, VETERANS OUTREACH,TREASURER,START DATE 05/2015, ALL OF MY DUTIES ARE ABLE TO BE DONE ON OFF HOURS. THE CHARITY HAS A FULL TIME ACCOUNTING FIRM CONDUCTING OPERATIONS ZERO DURING TRADING. 2)UNITED WAR VETERANS COUNCIL FOUNDATION, VETERAN CHARITY, TREASURER AND BOARD MEMBER START 1-2018 8-10 HRS PER MONTH 8-10 HRS PER MONTH ZERO DURING TRADING HRS. 3) JAMES DEVARY LLC, PASS THROUGH ENTITY FOR TAX PURPOSES AND BILL PAYING, OWNER, Gilbert, AZ START 8-2018 5 HRS PER MONTH, ZERO DURING TRADING HRS. 4)Blended Harvest, CBD/HEMP SUPPLEMENTS, MEMBER OF THE BOARD OF ADVISORS, DENVILLE, NJ START 3-2019, 5-6 HRS PER MONTH, ZERO DURING TRADING HRS, MANAGEMENT TEAM OF NEEDED MEDS ON STRATEGY AND MARKETING, NOT INVESTMENT RELATED. 5. SENIOR HELPERS NON INVESTMENT RELLATED GILBERT ARIZONA CAREGIVER FRANCHISE OWNER AND PARTNER START AUGUST 2022 15 HOURS NON TRADING INVESTOR AND OVERSEER OF OPERATIONS. 6) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED. 7) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED. 8) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Devary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

ARETE WEALTH ADVISORS, LLC

Office #1: 5 Hanover Sq 12th Floor, New York, NY 10004

RIA

CRD#: 145488

New York, NY

Current

June 20, 2025 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 5 Hanover Sq. 12th Floor, New York, NY 10004

BD

CRD#: 44856

New York, NY

Past

March 17, 2021 - August 5, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA

CRD#: 8361

SCOTTSDALE, AZ

Past

March 17, 2021 - August 5, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD

CRD#: 8361

SCOTTSDALE, AZ

Past

August 30, 2016 - March 9, 2021

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

GILBERT, AZ

Past

November 25, 2008 - March 9, 2021

NATIONAL SECURITIES CORPORATION

BD

CRD#: 7569

NEW YORK, NY

Past

April 17, 2006 - December 2, 2008

GUNNALLEN FINANCIAL, INC

BD

CRD#: 17609

NEW YORK, NY

Past

January 3, 2006 - May 11, 2006

S.W. BACH & COMPANY

BD

CRD#: 43522

PORT WASHINGTON, NY

Past

May 30, 2003 - October 19, 2005

JOSEPH STEVENS & CO., INC.

BD

CRD#: 35459

BROOKLYN, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

ARETE WEALTH ADVISORS, LLC

CRD#: 145488 / SEC#: 801-69827

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

District of Columbia

Registered Investment Advisory firm - (1/12/2009 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2008 Terminated)

Maryland

Registered Investment Advisory firm - (2/10/2009 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2009 Terminated)

Virginia

Registered Investment Advisory firm - (1/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(6/20/2025)

IAR

Arizona
(6/26/2025)

RR

California
(6/20/2025)

RR

Colorado
(7/23/2025)

RR

Iowa
(6/20/2025)

RR

Maryland
(6/20/2025)

RR

Massachusetts
(8/6/2025)

RR

Montana
(7/22/2025)

RR

Tennessee
(6/20/2025)

RR

Texas
(6/20/2025)

IAR

Texas
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 6/7/2016

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 6/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/28/2003

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

AW

ARETE WEALTH ADVISORS, LLC

CRD#: 145488 / SEC#: 801-69827

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

District of Columbia

Registered Investment Advisory firm - (1/12/2009 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2008 Terminated)

Maryland

Registered Investment Advisory firm - (2/10/2009 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/22/2009 Terminated)

Virginia

Registered Investment Advisory firm - (1/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1115 W Fulton Market 3rd Floor, Chicago, IL 60607

Mailing Address

Phone number

(312) 940-3684

Established

Firm type

Fiscal year end

# of Employees

138

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARETE WEALTH ADV2A - 04.01.2025 (4/1/2025)

ARETE WEALTH WRAP FEE BROCHURE - 03.31.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	5,837
AUM (Assets Under Management)	$ 3,152,167,506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Devary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Devary's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

A.G.P. / ALLIANCE GLOBAL PARTNERS

A.G.P. / ALLIANCE GLOBAL PARTNERS

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

S.W. BACH & COMPANY

JOSEPH STEVENS & CO., INC.

Primary Firm SEC Registration

ARETE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2016

Series 63

Date: 6/9/2003

SIE

Date: 10/1/2018

Series 7

Date: 5/28/2003

FINRA

Current Firm

ARETE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARETE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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