EP
Erik M. Potts
SUMMIT WEALTH GROUP LLC
Exeter, NH 03833
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CRD#: 4635699
EP
Professional summary
Erik Matthew Potts, CFP®, who also goes by Erik M Potts, Erik Potts, is a registered financial advisor currently at SUMMIT WEALTH GROUP LLC located in Exeter, New Hampshire and PURSHE KAPLAN STERLING INVESTMENTS located in Exeter, New Hampshire.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Erik has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik M Potts | Erik Potts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SUMMIT WEALTH GROUP LLC. INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833. INSURANCE. PRINCIPAL/INVESTMENT ADVISER REPRESENTATIVE. 01-01-2021. 120 HOURS PER WEEK/60 HOURS DURING TRADING. SAME ADDRESS INSURANCE AGENT/BROKER. 04-01-2003. 40 HOURS PER MONTH/8 HOURS DURING TRADING. INDEPENDENT INSURANCE AGENT. 2) RENAISSANCE AUTO WHOLESALE. NOT INVESTMENT RELATED. 82A EXETER RD, NEWMARKET, NH 03857. AUTO DEALERSHIP. OWNER. 03-01-2003. 7 HOURS PER MONTH/0 DURING TRADING. OWNER AND MANAGEMENT. 3) APEX AVIATION. NOT INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833. AVIATION. MANAGER. 10-01-2016. 8 HOURS PER MONTH/0 DURING TRADING. HOLDS THE TITLE TO A PLANE FOR OWNERSHIP AND LIABILITY REASONS. 4) OCEANS EDGE REAL ESTATE. NOT INVESTMENT RELATED. PO BOX 1135, RYE, NH 03870. REAL ESTATE. REALTOR. 02-01-2004. 2 HOURS PER MONTH/0 DURING TRADING. ACTS IN REALTOR CAPACITY FOR FRIENDS, FAMILY AND PERSONAL TRANSACTIONS. 5) HANGAR 14 LLC. NOT INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833.REAL ESTATE. MANAGER. 10-01-2016. 1 HOUR PER MONTH/0 DURING TRADING. HANGAR LLC HOLDS THE TITLE TO AN AIRPLANE HANGER IN PORTSMOUTH, NH. 6) SKYFALL LLC. NOT INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833. MANAGEMENT/HOLDINGS OF REAL ESTATE. MANAGER. 05-08-2017. 1 HOUR PER MONTH/0 DURING TRADING. MANAGING OF REAL ESTATE. PAID BY RENT. 7) 20B HAMPTON RD LLC. NOT INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833. REAL ESTATE HOLDING COMPANY. OWNER. 07-01-2014. 2 HOURS PER MONTH/0 DURING TRADING. OWNS AND OPERATES COMMERCIAL CONDOS. HE MANAGES THE PROPERTY. 8) FIXED INSURANCE. NOT INVESTMENT RELATED. 20B HAMPTON RD, EXETER, NH 03833. SELLING INSURANCE PRODUCTS. 04-01-2003. 40 HOURS PER MONTH/8 DURING TRADING. SELLS INSURANCE PRODUCTS TO CLIENTS. 9)Panorama Wealth Strategies, LLC. Not Investment Related. At Registered Location. Pass-Through Entity for Tax Reporting. Owner. 1/1/2023. 0 Hrs/Mo and During Trading. Simply a Flow-Through Entity With No Real Duties.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Matthew Potts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 4, 2021 - Present
SUMMIT WEALTH GROUP LLC
Office #1: 20b Hampton Road, Exeter, NH 03833RIA
CRD#: 282205
Exeter, NH
Current
January 17, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Exeter, NH
Past
January 1, 2017 - December 31, 2020
PANORAMA WEALTH STRATEGIES, LLC
RIA
CRD#: 172674
EXETER, NH
Past
September 22, 2014 - December 31, 2016
PANORAMA WEALTH STRATEGIES, LLC
RIA
CRD#: 172674
EXETER, NH
Past
August 27, 2014 - January 24, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
EXETER, NH
Past
August 27, 2014 - January 24, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EXETER, NH
Past
September 16, 2010 - August 28, 2014
MARINER
RIA
CRD#: 151664
OVERLAND PARK,, KS
Past
February 19, 2008 - September 3, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
EXETER, NH
Past
March 3, 2003 - September 3, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
EXETER, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP LLC
SUMMIT WEALTH GROUP LLC
CRD#: 282205 / SEC#: 801-107026
RIA
Registered Investment Advisory firm - (12/23/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/17/2020)
RR
District of Columbia(2/2/2024)
RR
Florida(1/17/2020)
RR
Maine(1/17/2020)
RR
Massachusetts(1/17/2020)
RR
Nevada(1/17/2020)
RR
New Hampshire(1/17/2020)
IAR
New Hampshire(1/4/2021)
RR
New York(10/9/2024)
RR
Vermont(1/17/2020)
IAR
Vermont(1/4/2021)
RR
Wisconsin(1/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SUMMIT WEALTH GROUP LLC
SUMMIT WEALTH GROUP LLC
CRD#: 282205 / SEC#: 801-107026
RIA
Registered Investment Advisory firm - (12/23/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20b Hampton Road, Exeter, NH 03833
Mailing Address
Phone number
(802) 295-5300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 656,268,782 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT WEALTH GROUP LLC
CRD#: 282205Exeter, NH 03833TRUST BUT VERIFY
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