Michael Anthony Cuneo
CFP®Professional Summary
Michael Anthony Cuneo, CFP®, who also goes by Michael A Cuneo, is a registered financial advisor currently at COMPASS ADVISORS located in Melville, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael A Cuneo
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
COMPASS ADVISORS | COMPASS ADVISORY GROUP LLC
Contact Information
Main Address
155 Pinelawn Road Suite 210 N, Melville, NY 11747Phone Number
(516) 938-2400# of Employees
7SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,152AUM (Assets Under Management)
$767,495,362Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
COMPASS ADVISORS | COMPASS ADVISORY GROUP LLC
State Registrations and Notice Filings
(5/15/2017)
(8/7/2023)
(5/15/2017)
(5/15/2017)
(5/15/2017)
(5/15/2017)
(6/4/2021)
(2/25/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Cuneo's CRS (Customer Relationship Summary).
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