Michael A. Cuneo

COMPASS ADVISORS

Melville, NY 11747

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CRD#: 4634237

Professional summary

Michael Anthony Cuneo, CFP®, who also goes by Michael A Cuneo, is a registered financial advisor currently at COMPASS ADVISORS located in Melville, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A Cuneo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MICHAEL CUNEO IS DUALLY-REGISTERED WITH COMPASS ADVISORY GROUP, LLC d/b/a COMPASS ADVISORS AND PURSHE KAPLAN STERLING INVESTMENTS, INC.. MICHAEL CUNEO HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR COMPASS ADVISORY GROUP, LLC AND A REGISTERED REPRESENTATIVE WITH PURSHE KAPLAN STERLING INVESTMENTS, INC. SINCE 05/2017. BUSINESS IS CONDUCTED FROM MELVILLE, NY. APPROXIMATELY 90% OF MICHAEL CUNEO'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2)MICHAEL A CENEO INC. NOT INVESTMENT RELATED; 998 OLD COUNTRY RD SUITE 4; TAX ENTITY; OWNER; 11/2013; 1 HOUR/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ADMINISTRATIVE ENTITY 3)998 OCR SUITE 4; NOT INVESTMENT RELATED; 998 OLD COUNTRY RD SUITE 4 PLAINVIEW, NY 11803; TAX/ADMINISTRATIVE ENTITY; CO-OWNER; 11/2014; 1 HOUR/MONTH; 0 HOURS DURING SECURITIES HOURS; TAX/ADMINISTRATIVE ENTITY 4)FIXED INSURANCE; NOT INVESTMENT RELATED; 998 OLD COUNTRY RD SUITE 4 PLAINVIEW, NY 11803; FIXED INSURANCE; MANAGING PARTNER; 8/2013; 5 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; DISTRIBUTION OF FIXED INSURANCE 5) Owner; Kaboom Partners, LLC; 2768 Colonial Avenue, Merrick, NY 11566; Investment related; 0 hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Cuneo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

February 25, 2019 - Present

COMPASS ADVISORS

Office #1: 155 Pinelawn Road Suite 210 N, Melville, NY 11747

RIA

CRD#: 288256

Melville, NY

Current

May 15, 2017 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 155 Pinelawn Road Suite 210n, Melville, NY 11747

CRD#: 35747

Melville, NY

Past

May 15, 2017 - November 26, 2018

COMPASS ADVISORS

RIA

CRD#: 288256

MELVILLE, NY

Past

April 7, 2017 - May 31, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLAINVIEW, NY

Past

August 2, 2013 - May 31, 2017

LPL FINANCIAL LLC

CRD#: 6413

PLAINVIEW, NY

Past

March 10, 2010 - August 1, 2013

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

January 12, 2006 - February 8, 2010

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

May 8, 2003 - January 6, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 8, 2003 - January 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS ADVISORS

COMPASS ADVISORS | COMPASS ADVISORY GROUP LLC

CRD#: 288256 / SEC#: 801-110409

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/15/2017)

Florida
(8/7/2023)

Georgia
(5/15/2017)

Maryland
(5/15/2017)

New Jersey
(5/15/2017)

New York
(5/15/2017)

IAR

New York
(6/4/2021)

IAR

Texas
(2/25/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/28/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COMPASS ADVISORS

COMPASS ADVISORS | COMPASS ADVISORY GROUP LLC

CRD#: 288256 / SEC#: 801-110409

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

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Contact information

Main Address

155 Pinelawn Road Suite 210 N, Melville, NY 11747

Mailing Address

Phone number

(516) 938-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS ADVISORS DISCLOSURE BROCHURE AND PRIVACY POLICY (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,079
AUM (Assets Under Management)	$ 644,083,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Cuneo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Cuneo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

COMPASS ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RIVERSOURCE DISTRIBUTORS, INC.

COHEN & STEERS SECURITIES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

COMPASS ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 5/6/2003

Series 24

Date: 4/28/2009

FINRA

Current Firm

COMPASS ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS ADVISORS

TRUST BUT VERIFY

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