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RD

Robert Scott Dyer

GREAT POINT CAPITAL
AUSTIN, TX
·CRD# 4634038·23 years experience

Professional Summary

Robert Scott Dyer, who also goes by Robert Scott Dyer, is a registered financial advisor currently at GREAT POINT CAPITAL LLC located in Austin, Texas. Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Scott Dyer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

GREAT POINT CAPITAL LLC·CRD# 114203
BD
12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759
November 18, 2024 - Present
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Austin, TX
December 13, 2016 - December 13, 2022
PFS INVESTMENTS INC.·CRD# 10111
BD
Dallas, TX
May 22, 2014 - December 31, 2014
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Houston, TX
February 19, 2013 - June 25, 2013
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
July 16, 2010 - February 12, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Austin, TX
April 29, 2010 - July 26, 2010
KERSHNER TRADING GROUP, LLC·CRD# 16908
BD
Austin, TX
February 21, 2003 - November 28, 2008

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Current Firm

GP
GREAT POINT CAPITAL LLC

GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: 8-53402
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Mailing Address

200 West Jackson Blvd. Suite 1000, Chicago, IL 60606

Phone Number

(312) 356-4405

Established

Delaware since 08/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER—
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(11/18/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2003About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2003

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Scott Dyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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RD
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