Sean M. Condon

CONDON WEALTH MANAGEMENT

PLYMOUTH, MA 02360

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CRD#: 4633520

Professional summary

Sean Michael Condon, CFP® is a registered financial advisor currently at CONDON WEALTH MANAGEMENT, INC. located in Plymouth, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Plymouth, Massachusetts.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 7 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CONDON WEALTH MANAGEMENT; INVESTMENT ADVISORY, INVESTMENT-RELATED; 15 CASWELL LANE PLYMOUTH MA 02360; FINANCIAL ADVISOR; IAR OFFERING INVESTMENT ADVISORY SERVICES AND TRADITIONAL LIFE, DISABILITY AND FIXED ANNUITIES THROUGH CONDON WEALTH MGMT MANAGEMENT STARTED IN 2004; 30 HRS; 30 HRS DURING ALL TRADING HRS. 2. PKS Financial Services. Investment Related. 80 State St, Albany, NY 12207. Fixed Insurance. Insurance Broker. 11/2019. 6 Hrs/Mo; All During Trading Hours. Sale of Fixed Insurance Products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 20, 2003 - Present

CONDON WEALTH MANAGEMENT, INC.

Office #1: 15 Caswell Lane, Plymouth, MA 02360

RIA

CRD#: 128409

PLYMOUTH, MA

Current

June 26, 2009 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 15 Caswell Lane, Plymouth, MA 02360

CRD#: 35747

Plymouth, MA

Past

May 13, 2009 - June 29, 2009

OSAIC FS, INC.

CRD#: 3870

PLYMOUTH, MA

Past

January 13, 2006 - May 21, 2009

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

PLYMOUTH, MA

Past

October 31, 2005 - December 31, 2005

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

May 29, 2003 - December 31, 2004

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

PLYMOUTH, MA

Past

March 11, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/26/2009)

IAR

Florida
(5/3/2018)

Georgia
(10/3/2023)

Maine
(3/13/2023)

IAR

Massachusetts
(11/20/2003)

Massachusetts
(6/26/2009)

New Hampshire
(4/13/2023)

North Carolina
(2/5/2013)

Rhode Island
(2/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CONDON WEALTH MANAGEMENT, INC.

CONDON WEALTH MANAGEMENT, INC. | TLC FINANCIAL ADVISORS, LLC | CONDON WEALTH MANAGEMENT, LLC

CRD#: 128409 / SEC#:

Florida

Registered Investment Advisory firm - (5/3/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (11/20/2003 Approved)

New Hampshire

Registered Investment Advisory firm - (1/1/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

15 Caswell Lane, Plymouth, MA 02360

Mailing Address

Phone number

(508) 746-7763

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 109,090,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Condon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Condon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC FS, INC.

U.S. WEALTH ADVISORS, LLC.

OSAIC SERVICES, INC.

U.S. FINANCIAL ADVISORS

SUNAMERICA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2003

Series 24

Date: 12/21/2004

FINRA

Current Firm

CONDON WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONDON WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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