SW
Sarah W. Welch
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
Some features on this profile are disabled
CRD#: 4632986
SW
Professional summary
Sarah Wigbels Welch, who also goes by Sarah Lonsdale Volling, Sarah Volling, Sarah Lonsdale Wigbels, Sarah Wigbels, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sarah has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Lonsdale Volling | Sarah Volling | Sarah Lonsdale Wigbels | Sarah Wigbels
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BLUE CHIP GREEN CLEANING POSITION: Director of Regional Sales NATURE: I sell restaurant cleaning contracts to operations managers and general managers at 4 and 5 star restaurants. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: , Atlanta GA , United States DESCRIPTION: Both source and respond to requests for proposals at restaurants in the metro Atlanta and surround suburbs. I walk through restaurants and get a feel for the cleaning scope. I put together proposals and then negotiate sales contracts. I collect a commission to do so, but I am not involved in the day to day ongoing management of those contracts. ROADMAP PUBLISHING POSITION: President NATURE: Publishing. I created an LLC for this business/venture, which will be called Roadmap Publishing. I intend to spend 1 hour daily every day of the week to work on this business to learn publishing. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2023 ADDRESS: Atlanta GA, United States DESCRIPTION: My involvement with this organization is simply to write books and publish them. Publishing includes cover and title design, editing, subscriber list creation, review generation, book pre-sales, marketing/advertising, SEO, newsletter mining, launch, and strategy for continuity in maximizing sales. My hope in writing a book is to sell millions of copies in an effort to share my thoughts and lessons learned, and to inspire and positively impact as many lives as possible.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Wigbels Welch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
November 29, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 31, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
January 14, 2014 - October 31, 2014
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
ATLANTA, GA
Past
January 7, 2014 - December 24, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
August 13, 2013 - October 10, 2013
SII INVESTMENTS, INC.
RIA
CRD#: 2225
THE VILLAGES, FL
Past
August 5, 2013 - October 10, 2013
SII INVESTMENTS, INC.
BD
CRD#: 2225
THE VILLAGES, FL
Past
January 4, 2011 - October 27, 2011
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
ATLANTA, GA
Past
December 20, 2010 - October 27, 2011
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
ATLANTA, GA
Past
August 20, 2004 - January 3, 2011
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
April 16, 2004 - January 3, 2011
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
August 13, 2003 - April 7, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ATLANTA, GA
Past
April 8, 2003 - April 7, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(12/27/2018)
IAR
Georgia(2/24/2020)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 11/29/2018
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
