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Nathan Micah Barham

PERSPECTIVE ADVISORS
Bartlesville, OK
·CRD# 4632835·23 years experience

Professional Summary

Nathan Micah Barham is a registered financial advisor currently at PERSPECTIVE ADVISORS, LLC located in Bartlesville, Oklahoma. Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Nathan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PERSPECTIVE ADVISORS, LLC·CRD# 301811
RIA
1740 Se Washington Blvd, Bartlesville, OK 74006
May 21, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Bartlesville, OK
December 13, 2007 - May 24, 2019
SUTTERFIELD FINANCIAL GROUP, INC.·CRD# 115652
RIA
Bartlesville, OK
March 19, 2007 - May 16, 2019
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Bartlesville, OK
September 29, 2003 - December 17, 2007

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Current Firm

PA
PERSPECTIVE ADVISORS, LLC

PERSPECTIVE ADVISORS, LLC | PERSPECTIVE MANAGEMENT COMPANY, LLC

CRD#: 301811
Kansas
Registered Investment Advisory firm - Kansas (7/21/2021 Approved)
Missouri
Registered Investment Advisory firm - Missouri (5/26/2022 Approved)
Oklahoma
Registered Investment Advisory firm - Oklahoma (5/21/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (4/29/2019 Conditional Restricted)

Contact Information

Main Address

612 Se Frank Phillips Blvd, Bartlesville, OK 74006

Phone Number

(918) 214-8858

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

353

AUM (Assets Under Management)

$34,047,160

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. IJN WEAR, INC., CHRISTIAN APPAREL SALES, NOT INVESTMENT RELATED, COMMENCED 7/31/08, CORP, 5 HOURS/MONTH, NO TIME IS SPENT DURING THE WORKDAY, 100% OWNERSHIP. 2) Ray of Hope. Not Investment Related. 307 South Seneca, Bartlesville, OK 74003. Child Advocacy Center. Director, Board of Directors. 05/2016. 2 Hrs/Mo; 0 During Trading Hours. Serve on Board of Directors. 8)YMCA OF BARTLESVILLE; NOT INVESTMENT RELATED;101 NE OSAGE BARTLESVILLE, OK 74003; BOARD MEMBER; 06/2017; 2 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES HOURS; PERFORM BOARD MEMBER DUTIES AND RESPONSIBILITIES 3) Agent; Fixed Life & Health Insurance Sales, DBA Perspective Insurance Solutions; Investment Related: No; Location: 1740 SE Washington Blvd., Bartlesville, OK, USA, 74006; Description of the business: Fixed life insurance and health insurance sales; Responsibilities Duties: Fixed life insurance and health insurance sales; Start date with business: 2020-01-01; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 4) Name of outside business: Elevate by Perspective GP, LLC; Is the business investment related: Yes; Location of the business: 612 SE Frank Phillips Blvd. Bartlesville Oklahoma 74003 US; Description of the business: Elevate by Perspective GP, LLC serves as the general partner for Elevate by Perspective, LP; Position Title: Manager; Responsibilities Duties: Selecting and overseeing the fund's service providers as well as the fund's investment manager; Start date with business: 2024-06-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kansas
(7/22/2021)
IAR
Missouri
(5/26/2022)
IAR
Oklahoma
(5/21/2019)
IAR
Texas
(11/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2003About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nathan Micah Barham's CRS (Customer Relationship Summary).

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