NB
Nathan M. Barham
PERSPECTIVE ADVISORS
Bartlesville, OK 74006
Some features on this profile are disabled
CRD#: 4632835
NB
Professional summary
Nathan Micah Barham is a registered financial advisor currently at PERSPECTIVE ADVISORS, LLC located in Bartlesville, Oklahoma.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Nathan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IJN WEAR, INC., CHRISTIAN APPAREL SALES, NOT INVESTMENT RELATED, COMMENCED 7/31/08, CORP, 5 HOURS/MONTH, NO TIME IS SPENT DURING THE WORKDAY, 100% OWNERSHIP. 2) Ray of Hope. Not Investment Related. 307 South Seneca, Bartlesville, OK 74003. Child Advocacy Center. Director, Board of Directors. 05/2016. 2 Hrs/Mo; 0 During Trading Hours. Serve on Board of Directors. 8)YMCA OF BARTLESVILLE; NOT INVESTMENT RELATED;101 NE OSAGE BARTLESVILLE, OK 74003; BOARD MEMBER; 06/2017; 2 HOURS/MONTH; 1 HOUR/MONTH DURING SECURITIES HOURS; PERFORM BOARD MEMBER DUTIES AND RESPONSIBILITIES 3) Agent; Fixed Life & Health Insurance Sales, DBA Perspective Insurance Solutions; Investment Related: No; Location: 1740 SE Washington Blvd., Bartlesville, OK, USA, 74006; Description of the business: Fixed life insurance and health insurance sales; Responsibilities Duties: Fixed life insurance and health insurance sales; Start date with business: 2020-01-01; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 4) Name of outside business: Elevate by Perspective GP, LLC; Is the business investment related: Yes; Location of the business: 612 SE Frank Phillips Blvd. Bartlesville Oklahoma 74003 US; Description of the business: Elevate by Perspective GP, LLC serves as the general partner for Elevate by Perspective, LP; Position Title: Manager; Responsibilities Duties: Selecting and overseeing the fund's service providers as well as the fund's investment manager; Start date with business: 2024-06-01; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Micah Barham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2019 - Present
PERSPECTIVE ADVISORS, LLC
Office #1: 1740 Se Washington Blvd, Bartlesville, OK 74006RIA
CRD#: 301811
Bartlesville, OK
Past
December 13, 2007 - May 24, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BARTLESVILLE, OK
Past
March 19, 2007 - May 16, 2019
SUTTERFIELD FINANCIAL GROUP, INC.
RIA
CRD#: 115652
BARTLESVILLE, OK
Past
September 29, 2003 - December 17, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
BARTLESVILLE, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/22/2021)
IAR
Missouri(5/26/2022)
IAR
Oklahoma(5/21/2019)
IAR
Texas(11/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PA
PERSPECTIVE ADVISORS, LLC
PERSPECTIVE ADVISORS, LLC | PERSPECTIVE MANAGEMENT COMPANY, LLC
CRD#: 301811 / SEC#:
Kansas
Registered Investment Advisory firm - (7/21/2021 Approved)Missouri
Registered Investment Advisory firm - (5/26/2022 Approved)Oklahoma
Registered Investment Advisory firm - (5/21/2019 Approved)Texas
Registered Investment Advisory firm - (4/29/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
612 Se Frank Phillips Blvd, Bartlesville, OK 74006
Mailing Address
Phone number
(918) 214-8858
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 30,603,380 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
