Amanda R. Sisneros
Professional summary
Amanda Rae Sisneros, who also goes by Amanda R Lyons, Amanda R Sisneros, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Castle Rock, Colorado.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2003. Amanda has worked at 4 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amanda Rae Sisneros's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 390 S Wilcox St Ste C, Castle Rock, CO 80104-1951September 16, 2008 - October 12, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 18, 2005 - June 12, 2007
TRANSAMERICA CAPITAL, LLC
January 6, 2005 - September 28, 2005
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 14, 2003 - January 6, 2005
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2014)
Exams
FINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036Castle Rock, CO 80104-1951TRUST BUT VERIFY
Monitor Amanda Sisneros
Get automatic monthly alerts on: