Robin L. Tugwell
Professional summary
Robin Lynn Tugwell, CFP®, who also goes by Robin Lynn Harrell, Robin Tugwell, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Williamsburg, Virginia and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Robin has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robin Lynn Tugwell's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
July 13, 2018 - Present
MISSIONSQUARE RETIREMENT
January 28, 2022 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240September 27, 2012 - August 16, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 25, 2012 - August 16, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 5, 2008 - September 11, 2012
TRUIST INVESTMENT SERVICES, INC.
June 5, 2008 - September 11, 2012
TRUIST INVESTMENT SERVICES, INC.
September 22, 2006 - May 30, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 18, 2006 - May 30, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2018)
(4/25/2022)
(7/13/2018)
(4/25/2022)
Exams
Series 7TO
Date: 1/28/2022
General Securities Representative ExaminationFINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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