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JE

Jorge C. Escobedo

CETERA INVESTMENT ADVISERS LLC
MCALLEN, TX 78503
Some features on this profile are disabled
CRD#: 4631949
JE

Professional summary

Jorge Cesar Escobedo JR., who also goes by Jorge Cesar Escobedo Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mcallen, Texas and CETERA INVESTMENT SERVICES LLC located in Mcallen, Texas.

Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jorge has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jorge Cesar Escobedo Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jorge Cesar Escobedo JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2019 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1801 S 2nd Street, Mcallen, TX 78503
RIA
CRD#: 105644
MCALLEN, TX
Current

June 28, 2019 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1801 S 2nd Street, Mcallen, TX 78503
BD
CRD#: 15340
Mcallen, TX
Past

December 17, 2015 - July 25, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
MCALLEN, TX
Past

December 17, 2015 - July 25, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
MCALLEN, TX
Past

August 26, 2015 - December 18, 2015

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
AUSTIN, TX
Past

August 26, 2015 - December 18, 2015

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
AUSTIN, TX
Past

May 16, 2013 - August 24, 2015

BBVA SECURITIES INC.

BD
CRD#: 27060
MCALLEN, TX
Past

October 15, 2010 - August 24, 2015

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
HOUSTON, TX
Past

April 5, 2010 - October 15, 2010

ST JOHNS WEALTH MANAGEMENT

RIA
CRD#: 105564
MISSION, TX
Past

January 1, 2010 - March 12, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

RIA
CRD#: 17086
MCALLEN, TX
Past

October 3, 2008 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
MCALLEN, TX
Past

May 8, 2007 - September 25, 2008

BANORTE SECURITIES INTERNATIONAL, LTD.

BD
CRD#: 30648
MCALLEN, TX
Past

December 17, 2003 - April 25, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
MCALLEN, TX
Past

July 8, 2003 - December 31, 2003

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(6/25/2025)
RR
Texas
(7/1/2019)
IAR
Texas
(7/1/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/29/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/20/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/3/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/7/2003
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Mcallen, TX 78503

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