Toby P. Herre
Professional summary
Toby Philip Herre, CIMA® is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Toby is registered as a RR (Registered Representative) and started their career in finance in 2003. Toby has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Toby Philip Herre's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152June 1, 2022 - September 29, 2025
NUVEEN ASSET MANAGEMENT, LLC
May 11, 2022 - September 29, 2025
NUVEEN SECURITIES, LLC
March 24, 2021 - April 12, 2022
IMST DISTRIBUTORS, LLC
September 16, 2015 - December 31, 2020
FORESIDE FUND SERVICES, LLC
July 18, 2008 - September 4, 2015
VANGUARD MARKETING CORPORATION
March 10, 2003 - July 9, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/12/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/16/2025)
(9/12/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/29/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/15/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/12/2025)
(9/10/2025)
(9/12/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
(9/10/2025)
Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
