JG
James R. Garrison
STATE FARM INVESTMENT MANAGEMENT
Topeka, KS 66614
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CRD#: 4631228
JG
Professional summary
James Robert Garrison, who also goes by Jim Garrison, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Topeka, Kansas and STATE FARM VP MANAGEMENT CORP. located in Topeka, Kansas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Garrison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SHELTERED LIVING INC; NON-INVESTMENT-RELATED; 2126 SW 36TH STREET TOPEKA, KS 66611; ASSOCIATION/COMMITTEE/COUNCIL; DIRECTOR-BOARD OF DIRECTORS; 01/01/2012; 2 HRS/MTH-1 DURING TRADING HOURS; HELPS INDIVIDUALS WITH DEVELOPMENTAL HANDICAPS, PROMOTES WORK AND HOME / LIFE ACTIVITIES FOR THE UNDERSERVED; BOARD MEMBER, OVERSEE CEO AND THE OVERALL BIG PICTURE STRATEGY FOR THE ORGANIZATION, SERVE ON SUB-COMMITTEE THAT OVERSEES INVESTMENTS-MAKE DECISIONS TO PURCHASE TANGIBLE ASSETS, ALSO CONSIDER THE SALE OF ASSETS, INCLUDING REAL ESTATE. 2) Kansas NAIFA , non-investment-related, 825 S. Kansas Ave., Suite 500 Topeka KS 66612, Association/Committee/Council, Officer, President, 05-31-2018, Vote on investing in CD's or Money Market Accounts (bank products) , Give direction to our Exec. Director, 5hr/mo. 2hr/mo. 3) Kansas State Farm PAC; non-investment-related; 6750 SW 29th St. Topeka KS 66614; Membership/Civil/Fraternal Organization; President; Director; 11/01/2019; Review bank statements; 2;1; Lead meetings of the Board of Directors for the PAC 4) Alpha Zeta of Alpha Gamma Rho Alumni Board; non-investment-related; 1919 Platt Manhattan KS 66502; Provide and maintain fraternity house for the benefit of undergraduate members. Encourage students in literary subjects, more specifically agriculture and allied sciences. Provide organizational structure for alumni support of activities above.; board member and president; 11/16/2019; 10;4;Guide alumni meetings. . 5) James R Garrison Insurance Agency; Investment-related;6750 SW 29th St Topeka, KS 66614-5648 ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent07/01/2003;; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Garrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 6750 Sw 29th St, Topeka, KS 66614RIA
CRD#: 3487
Topeka, KS
Current
February 19, 2003 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 6750 Sw 29th St, Topeka, KS 66614-5648BD
CRD#: 43036
Topeka, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(2/27/2003)
IAR
Kansas(11/26/2018)
RR
Missouri(7/26/2019)
IAR
Missouri(7/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Topeka, KS 66614TRUST BUT VERIFY
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