Jessica L. Hall

PRINCIPAL FUNDS DISTRIBUTOR

DES MOINES, IA 50392

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CRD#: 4630793

Professional summary

Jessica Lee Hall, who also goes by Jessica Lee Coon, Jessica Lee Jepsen, is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Des Moines, Iowa.

Jessica is registered as a RR (Registered Representative) and started their career in finance in 2003. Jessica has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jessica Lee Coon | Jessica Lee Jepsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jessica Lee Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2020 - Present

PRINCIPAL FUNDS DISTRIBUTOR, INC.

Office #1: 711 High Street, Des Moines, IA 50392

CRD#: 43261

DES MOINES, IA

Past

May 27, 2016 - July 2, 2019

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Clive, IA

Past

April 20, 2009 - May 27, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

CLIVE, IA

Past

January 23, 2008 - March 27, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

July 17, 2007 - December 4, 2007

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

April 20, 2006 - May 1, 2007

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

SCOTTSDALE, AZ

Past

February 17, 2004 - November 25, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 22, 2003 - January 28, 2004

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(3/5/2020)

Exams

State Security Law Exam

Series 63

Date: 10/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/19/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PRINCIPAL FUNDS DISTRIBUTOR, INC.

COMPOSITE DISTRIBUTORS INC. | WM FUNDS DISTRIBUTOR, INC. | PRINCIPAL FUNDS DISTRUBUTOR, INC. | PRINCIPAL FUNDS DISTRIBUTOR, INC. | COMPOSITE FUNDS DISTRIBUTOR, INC.

CRD#: 43261 / SEC#: , 8-50200

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

711 High Street, Des Moines, IA 50392

Mailing Address

711 High Street, Des Moines, IA 50392

Phone number

(800) 222-5852

Established

Washington since 04/17/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC	OWNER
BERG, JOHN THOMAS	DIRECTOR	7973551
CLINES, SEAN THOMAS	CHIEF FINANCIAL OFFICER	3055601
DESSOUKI, RAMONA HIATT	CHIEF MARKETING OFFICER	7812577
HILL, TIMOTHY ALLEN	NATIONAL SALES MANAGER/DIRECTOR	2317289
HOESKE, DINA ROMEO	SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES	2704646
MURRAY, MICHAEL FRANCIS	DIRECTOR	2074275
SCHOLTEN, MICHAEL JOSEPH	PRINCIPAL OPERATIONS OFFICER	6388259
STOCKMAN, MICHELLE RENEE	CHIEF COMPLIANCE OFFICER	5010490
WONG, BRANT K	PRESIDENT/DIRECTOR (CHAIRMAN)	5093714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jessica L. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jessica Lee Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

GROVE POINT INVESTMENTS, LLC

VSR FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

ING INVESTMENT MANAGEMENT SERVICES LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

VOYA FINANCIAL ADVISORS, INC.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/2003

SIE

Date: 10/1/2018

Series 6

Date: 9/19/2003

FINRA

Current Firm

PRINCIPAL FUNDS DISTRIBUTOR, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PRINCIPAL FUNDS DISTRIBUTOR, INC.

TRUST BUT VERIFY

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