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RS

Raymond S. Stone

STONE HOUSE INVESTMENT MANAGEMENT
TUNKHANNOCK, PA 18657
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CRD#: 4630679
RS
Raymond Scott StoneSTONE HOUSE INVESTMENT MANAGEMENT

Professional summary


Raymond Scott Stone, who also goes by Raymond S. Stone, Scott Stone, is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Raymond has worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance


Always Fiduciary

Aliases


Raymond S. Stone | Scott Stone

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Raymond Scott Stone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2006 - Present

STONE HOUSE INVESTMENT MANAGEMENT, LLC

Office #1: 80 West Tioga Street, Tunkhannock, PA 18657
RIA
CRD#: 139410
TUNKHANNOCK, PA
Past

October 5, 2004 - February 27, 2006

ROBERT J. BROWN, CFP

RIA
CRD#: 132229
MONTROSE, PA
Past

October 1, 2003 - December 31, 2004

PAN-AMERICAN INVESTMENT ADVISERS, INC.

RIA
CRD#: 111107
MONTROSE, PA
Past

March 7, 2003 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.

CRD#: 139410 / SEC#: 801-106971

RIA
Registered Investment Advisory firm - (12/17/2015 Approved)
New York
Registered Investment Advisory firm - (12/17/2015 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)
Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(2/27/2006)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/31/2003
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.

CRD#: 139410 / SEC#: 801-106971

RIA
Registered Investment Advisory firm - (12/17/2015 Approved)
New York
Registered Investment Advisory firm - (12/17/2015 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)
Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)
Loading...

Contact information


Main Address
80 West Tioga Street, Tunkhannock, PA 18657
Mailing Address
Phone number
(570) 836-7020
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (15 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STONE HOUSE INVESTMENT MANAGEMENT - FORM ADV2A 03/2026 (3/18/2026)

Regulatory assets under management


Total Number of Accounts2,833
AUM (Assets Under Management)$ 841,676,886

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONE HOUSE INVESTMENT MANAGEMENT, LLC

CRD#: 139410Tunkhannock, PA 18657

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