RS
Raymond S. Stone
STONE HOUSE INVESTMENT MANAGEMENT
Tunkhannock, PA 18657
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CRD#: 4630679
RS
Professional summary
Raymond Scott Stone, who also goes by Raymond S. Stone, Scott Stone, is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Raymond has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond S. Stone | Scott Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Stone House Tax, Business & Municipal Accounting, LLC; Non-Investment Related Business; 158 W Tioga Street, Tunkhannock, PA 18657; Director; 10% of time devoted to this business; since November 2021, business direction and guidance. 2. Indemnitree, LLC; NOT investment related; 158 West Tioga Street, Tunkhannock, PA 18657; Insurance Sales; Director; Since May 10, 2022; Number of hours/month devoted to other business: 4 hours/month; Number of hours devoted to other business during securities trading hours: 2 hours/month; Review and approve high-level decisions. Oversee Technology 3. Scenic Acres, LLC; Investment Related; 1 Scenic Acres, Tunkhannock, PA 18657; Owner; 01/01/2015; 25% of time/month, 25% of time during trading hours; Provides financial advisory services to Stone House Clients.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Scott Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2006 - Present
STONE HOUSE INVESTMENT MANAGEMENT, LLC
Office #1: 80 West Tioga Street, Tunkhannock, PA 18657RIA
CRD#: 139410
Tunkhannock, PA
Past
October 5, 2004 - February 27, 2006
ROBERT J. BROWN, CFP
RIA
CRD#: 132229
MONTROSE, PA
Past
October 1, 2003 - December 31, 2004
PAN-AMERICAN INVESTMENT ADVISERS, INC.
RIA
CRD#: 111107
MONTROSE, PA
Past
March 7, 2003 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/27/2006)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 West Tioga Street, Tunkhannock, PA 18657
Mailing Address
Phone number
(570) 836-7020
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 669,913,449 |
Red Flags
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Company Information
STONE HOUSE INVESTMENT MANAGEMENT, LLC
CRD#: 139410Tunkhannock, PA 18657TRUST BUT VERIFY
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