Nicholas Cardello

ALLSPRING FUNDS DISTRIBUTOR

Boston, MA 02210

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CRD#: 4630354

Professional summary

Nicholas Cardello, CFA, who also goes by Nicholas James Cardello, Nick Cardello, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Boston, Massachusetts.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas James Cardello | Nick Cardello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Cardello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 30, 2019 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 101 Seaport Blvd 11th Floor, Boston, MA 02210

CRD#: 133366

Boston, MA

Past

April 14, 2016 - December 31, 2018

STANDARD LIFE INVESTMENTS SECURITIES LLC

CRD#: 157233

BOSTON, MA

Past

May 1, 2010 - April 12, 2016

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

May 1, 2010 - April 12, 2016

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

May 6, 2005 - May 1, 2010

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

October 25, 2004 - May 1, 2010

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

February 28, 2003 - October 26, 2004

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(4/30/2019)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC

CRD#: 133366 / SEC#: , 8-66716

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1415 Vantage Park Drive, Charlotte, NC 28203

Mailing Address

417 E Chicago Street, Milwaukee, WI 53052

Phone number

(888) 877-9275

Established

Delaware since 07/09/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC	PARENT
GIBSON, LORI MITCHUM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	3070238
KENNEY, JOHN DUFF	DIRECTOR	2387755
MCKINLEY, KATHERINE SANDMAN	CHIEF LEGAL OFFICER	6807581
MONINGER, JOHN KENNETH	PRESIDENT/CHAIRMAN	2494976
WILARY, CAROLYN ANN	CHIEF COMPLIANCE OFFICER	4220513

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas Cardello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Cardello's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANDARD LIFE INVESTMENTS SECURITIES LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2005

Series 63

Date: 3/25/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2006

Series 6

Date: 2/26/2003

FINRA

Current Firm

ALLSPRING FUNDS DISTRIBUTOR, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALLSPRING FUNDS DISTRIBUTOR, LLC

TRUST BUT VERIFY

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