RR
Robin L. Roberts
HBKS WEALTH ADVISORS
CANFIELD, OH 44406
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CRD#: 4630251
RR
Professional summary
Robin Lynn Roberts, who also goes by Robin Lynn Thayer, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Canfield, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Canfield, Ohio.
Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robin Lynn Thayer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HBK SORCE ADVISORY, LLC;DBA HBKS WEALTH ADVISORS YES; 6603 SUMMIT DRIVE, CANFIELD, OH 44406; INVESTMENT ADVISORY BUSINESS, INVESTMENT ADVISOR REPRESNTATIVE; 01/2009; 160HRS/MO; 8HRS DURING TRADING; CONTINOUS AND ONGOING MANAGEMENT OF CLIENT ACCOUNTS.
2)HBK SORCE INSURANCE LLC; YES; , 6603 SUMMIT DRIVE, CANFIELD, OH 44406; INSURANCE AGENCY; AGENT; 1/5/09; 4HRS/MO; LESS THAN 1 HR DURING TRADING; INSURANCE AGENT.
3) PURSHE KAPLAN STERLING INVESTMENTS, 6603 SUMMIT DRIVE, CANFIELD, OH 44406; 2009 TO PRESENT, REGISTERED REPRESENTATIVE
CRS (Client Relationship Summary) - RIA
Click below to view Robin Lynn Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2003 - Present
HBKS WEALTH ADVISORS
Office #1: 6603 Summit Drive, Canfield, OH 44406RIA
CRD#: 112139
CANFIELD, OH
Current
January 2, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6603 Summit Dr., Canfield, OH 44406BD
CRD#: 35747
Canfield, OH
Past
September 30, 2005 - December 31, 2008
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BOARDMAN, OH
Past
April 7, 2003 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Ohio(6/23/2003)
RR
Ohio(1/2/2009)
IAR
Pennsylvania(6/18/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
