Sarah M. Jones
Professional summary
Sarah Madeleine Jones, who also goes by Sarah Madeleine Mcadam Ms., Sarah Madeleine Mcadam, is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2003. Sarah has worked at 6 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Madeleine Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2021 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112May 4, 2007 - April 21, 2021
WADDELL & REED
May 4, 2007 - April 30, 2021
IVY DISTRIBUTORS, INC.
August 12, 2006 - May 3, 2007
UBS FINANCIAL SERVICES INC.
August 12, 2006 - May 3, 2007
UBS FINANCIAL SERVICES INC.
August 24, 2004 - August 12, 2006
PIPER SANDLER & CO.
August 24, 2004 - August 12, 2006
PIPER SANDLER & CO.
June 16, 2003 - May 20, 2004
A. G. EDWARDS & SONS, INC.
April 16, 2003 - May 20, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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