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JM

Jonathan Molayem

CRD# 4629982·Registered 2003 - 2016
Previously Registered: Being a previously registered professional could mean that Jonathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jonathan Molayem, who also goes by Jon Molayem, was a registered financial advisor. Jonathan was a previously registered financial professional and started their career in finance 2003 - 2016. Jonathan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jon Molayem

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

SEQUEL SECURITIES, LLC·CRD# 133822
BD
Glen Allen, VA
September 22, 2008 - November 10, 2016
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Windermere, FL
September 16, 2005 - September 19, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Windermere, FL
August 16, 2005 - September 19, 2006
HIGH MARK SECURITIES, INC.·CRD# 42467
BD
Lakeland, FL
April 7, 2003 - July 28, 2004

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Current Firm

SS
SEQUEL SECURITIES, LLC

ALPHA OMEGA CAPITAL SECURITIES, LLC | TRANSACT CAPITAL SECURITIES, LLC | SEQUEL SECURITIES, LLC

CRD#: 133822 / SEC#: 8-66778
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060

Mailing Address

4991 Lake Brook Dr., Suite 150 Suite 150, Glen Allen, VA 23060

Phone Number

(804) 612-7102

Established

Virginia since 08/19/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

15

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SEQUEL ADVISORS, LLCPARENT COMPANY—
IVAN, JOHN MICHAELCHIEF COMPLIANCE OFFICER1292150
MORIN, PATRICK BURNHAMPRINCIPAL, POO2210592
RIP, OLGAFINOP, PFO5440553
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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