John G. Hale
Professional summary
John Geoffrey Hale is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Geoffrey Hale's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2010 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759March 21, 2007 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
June 9, 2003 - September 6, 2005
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/4/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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