Peter J. Simon

SAX WEALTH ADVISORS

Danbury, CT

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CRD#: 4629275

Professional summary

Peter John Simon, CFA, CFP® is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Danbury, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Peter has worked at 2 firms and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PETER J. SIMON, CPA, CFP SOLE PROPRIETOR OF ACCOUNTING AND TAX PRACTICE. AVERAGE ABOUT 160 HOURS PER MONTH. STARTED ACCOUNTING AND TAX PRACTICE 2/1/00.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John Simon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

April 30, 2025 - Present

SAX WEALTH ADVISORS, LLC

RIA

CRD#: 119193

Danbury, CT

Past

March 3, 2006 - May 8, 2025

PJS FINANCIAL ADVISORY SERVICES, LLC

RIA

CRD#: 124870

RIDGEFIELD, CT

Past

January 18, 2005 - December 31, 2005

PJS FINANCIAL ADVISORY SERVICES, LLC

RIA

CRD#: 124870

RIDGEFIELD, CT

Past

February 22, 2001 - December 31, 2004

PJS FINANCIAL ADVISORY SERVICES, LLC

RIA

CRD#: 124870

RIDGEFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAX WEALTH ADVISORS, LLC

SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA

Registered Investment Advisory firm - (2/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/8/2025)

IAR

New Jersey
(4/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/1999

Uniform Combined State Law Examination

Current Firm

SAX WEALTH ADVISORS, LLC

SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA

Registered Investment Advisory firm - (2/28/2008 Approved)

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Contact information

Main Address

389 Interpace Parkway Suite 3, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 859-2199

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAX WEALTH ADVISORS, LLC FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	3,685
AUM (Assets Under Management)	$ 2,440,851,802

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/23/2024	Cover Page	Report
02/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Simon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter John Simon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAX WEALTH ADVISORS, LLC

PJS FINANCIAL ADVISORY SERVICES, LLC

PJS FINANCIAL ADVISORY SERVICES, LLC

PJS FINANCIAL ADVISORY SERVICES, LLC

Primary Firm SEC Registration

SAX WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/1999

Current Firm

SAX WEALTH ADVISORS, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAX WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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