Michael A. Fisher

DIVERSIFIED

WILMINGTON, DE 19803

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CRD#: 4628860

Professional summary

Michael Allen Fisher, CFP® is a registered financial advisor currently at DIVERSIFIED, LLC located in Wilmington, Delaware.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Diversified Insurance, LLC - Investment Related; 2 Tilden Circle, West Chester, PA 19382; Insurance Brokerage; Partner; 9/3/2021; 1hr/mo; none during trading hours; Duties are being a part of the board of directors and overseeing operations of the business. 2.) Diversified Penn, LLC - not investment related; 480 Swedesford Rd. #120, Wayne PA 19087; Operates under Diversified, LLC and used for accounting purposes only; Partner; 9/3/2021; 10hrs/mo; 5 during trading hours; Duties are being a part of the board of directors and overseeing operations of the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

August 5, 2024 - Present

DIVERSIFIED, LLC

Office #1: 3705 Concord Pike, Wilmington, DE 19803

RIA

CRD#: 331709

WILMINGTON, DE

Past

September 12, 2019 - July 16, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WILMINGTON, DE

Past

September 9, 2019 - November 4, 2024

DIVERSIFIED, LLC

RIA

CRD#: 123859

WILMINGTON, DE

Past

April 21, 2011 - August 15, 2019

LINCOLN INVESTMENT

RIA

CRD#: 519

WYNCOTE, PA

Past

May 2, 2005 - August 15, 2019

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

August 4, 2003 - April 22, 2005

WADDELL & REED

RIA

CRD#: 866

CHADD'S FORD, PA

Past

July 7, 2003 - April 22, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVERSIFIED, LLC

DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC

CRD#: 331709 / SEC#: 801-130728

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2006

General Securities Principal Examination

Current Firm

DIVERSIFIED, LLC

DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC

CRD#: 331709 / SEC#: 801-130728

RIA

Registered Investment Advisory firm - (8/5/2024 Approved)

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Contact information

Main Address

3705 Concord Pike, Wilmington, DE 19803

Mailing Address

Phone number

(302) 765-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIVERSIFIED, LLC BROCHURE (3/27/2025)

DIVERSIFIED, LLC WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	5,494
AUM (Assets Under Management)	$ 2,080,500,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

DIVERSIFIED, LLC

LINCOLN INVESTMENT

LINCOLN INVESTMENT

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

DIVERSIFIED, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2003

Series 24

Date: 7/3/2006

Current Firm

DIVERSIFIED, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED, LLC

TRUST BUT VERIFY

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