James N. Hait

VICTORY WEALTH SERVICES

Prescott, AZ 86303

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CRD#: 4628092

Professional summary

James Nathan Hait is a registered financial advisor currently at VICTORY WEALTH SERVICES, LLC located in Prescott, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nathan Hait's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2018 - Present

VICTORY WEALTH SERVICES, LLC

Office #1: 3741 Karicio Lane Suite 2, Prescott, AZ 86303

RIA

CRD#: 290270

Prescott, AZ

Past

August 7, 2003 - February 3, 2004

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/23/2018)

IAR

Nevada
(10/23/2025)

IAR

Texas
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/6/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VICTORY WEALTH SERVICES, LLC

CRD#: 290270 / SEC#:

Arizona

Registered Investment Advisory firm - (1/23/2018 Approved)

Nevada

Registered Investment Advisory firm - (10/17/2025 Approved)

Texas

Registered Investment Advisory firm - (5/29/2025 Conditional Restricted)

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Contact information

Main Address

3741 Karicio Lane Suite 2, Prescott, AZ 86303

Mailing Address

Phone number

(928) 778-1050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 45,355,706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James N. Hait

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nathan Hait's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY WEALTH SERVICES, LLC

STATE FARM VP MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2017

Series 63

Date: 8/14/2003

Series 6

Date: 8/6/2003

Current Firm

VICTORY WEALTH SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VICTORY WEALTH SERVICES, LLC

TRUST BUT VERIFY

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