JH
James N. Hait
VICTORY WEALTH SERVICES
Prescott, AZ 86303
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CRD#: 4628092
JH
Professional summary
James Nathan Hait is a registered financial advisor currently at VICTORY WEALTH SERVICES, LLC located in Prescott, Arizona.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) VICTORY INSURANCE AND FINANCIAL SERVICES, LLC; 3741 KARICIO LANE, SUITE 2, PRESCOTT, AZ 86303; OWNER/MANAGING MEMBER/INSURANCE AGENT SINCE 10/2013; INVESTMENT RELATED; 80 HRS/MO; 2) ROCKY MOUNTAIN RESEARCH CENTER; 3741 KARICIO LANE, SUITE 2, PRESCOTT, AZ 86303; PRESIDENT SINCE 3/2002; NOT INVESTMENT RELATED; SCIENTIFIC AND EDUCATIONAL NON-PROFIT; 1 HR/MO 3) MOLLY MARKETING; OWNER; INVESTMENT RELATED: NO; 3741 KARICIO LANE, STE. 2, PRESCOTT, AZ 86334; DESCRIPTION OF THE BUSINESS: A MARKETING COMPANY THAT PROVIDES MARKETING SERVICES FOR VICTORY INSURANCE AND FINANCIAL SERVICES LLC AND VICTORY WEALTH SERVICES LLC.; RESPONSIBILITIES DUTIES: OVERSIGHT OF MARKETING ACTIVITIES.; 2021-07-28; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 5; 4) 307 N. LEE BLVD, LLC; INVESTMENT RELATED: NO; LOCATION: 307 N. LEE BLVD PRESCOTT AZ 86301 US; DESCRIPTION: COMMERCIAL BUILDING HOLDING COMPANY THAT LEASES TO OWNER'S OTHER COMPANY.; POSITION TITLE: MANAGING MEMBER; START DATE: 2023-07-07; HOURS PER MONTH DURING TRADING HOURS: 0; HOURS PER MONTH OUTSIDE TRADING HOURS: 2.
CRS (Client Relationship Summary) - RIA
Click below to view James Nathan Hait's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2018 - Present
VICTORY WEALTH SERVICES, LLC
Office #1: 3741 Karicio Lane Suite 2, Prescott, AZ 86303RIA
CRD#: 290270
Prescott, AZ
Past
August 7, 2003 - February 3, 2004
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/23/2018)
IAR
Nevada(10/23/2025)
IAR
Texas(5/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
VW
VICTORY WEALTH SERVICES, LLC
VICTORY WEALTH SERVICES, LLC
CRD#: 290270 / SEC#:
Arizona
Registered Investment Advisory firm - (1/23/2018 Approved)Nevada
Registered Investment Advisory firm - (10/17/2025 Approved)Texas
Registered Investment Advisory firm - (5/29/2025 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3741 Karicio Lane Suite 2, Prescott, AZ 86303
Mailing Address
Phone number
(928) 778-1050
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 36,013,682 |
Red Flags
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