Khaled H. Nasseri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Khaled H Nasseri, who also goes by Ed H Nasseri, was a registered financial professional .
Khaled is a previously registered financial professional and started their career in finance in 2003. Khaled had worked at 17 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - July 19, 2022
JOSEPH STONE CAPITAL L.L.C.
September 19, 2013 - March 20, 2014
SPARTAN CAPITAL SECURITIES, LLC
September 12, 2013 - September 17, 2013
AEGIS CAPITAL CORP.
June 21, 2013 - September 13, 2013
LAIDLAW & COMPANY (UK) LTD.
June 21, 2012 - June 18, 2013
JOHN THOMAS FINANCIAL
February 10, 2009 - July 16, 2012
EKN FINANCIAL SERVICES INC.
May 18, 2007 - May 21, 2007
AMERICA'S CHOICE EQUITIES LLC
October 20, 2006 - March 6, 2009
ITRADEDIRECT.COM CORP
October 12, 2006 - October 24, 2006
PHD CAPITAL
March 13, 2006 - October 5, 2006
PGP FINANCIAL, INC.
April 21, 2005 - March 10, 2006
GUNNALLEN FINANCIAL, INC
November 16, 2004 - April 28, 2005
MILESTONE GROUP MANAGEMENT LLC
September 24, 2004 - November 16, 2004
WESTROCK ADVISORS, INC.
July 12, 2004 - September 16, 2004
GREAT EASTERN SECURITIES, INC.
February 26, 2004 - August 11, 2004
NORTH AMERICAN CLEARING, INC.
September 9, 2003 - March 8, 2004
LH ROSS & COMPANY, INC.
February 20, 2003 - September 18, 2003
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
