Dilia E. Medrano
Professional summary
Dilia Elizabeth Medrano, who also goes by Dilia Elizabeth Carballo, Dilia Elizabeth Carballo-chavez, is a registered financial professional currently at GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.
Dilia is registered as a RR (Registered Representative) and started their career in finance in 2003. Dilia has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dilia Elizabeth Medrano's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2012 - Present
GLOBAL FINANCIAL SERVICES, L.L.C.
Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056February 16, 2010 - October 3, 2012
SANDERS MORRIS LLC
September 6, 2005 - February 12, 2010
STANFORD GROUP COMPANY
May 13, 2003 - September 12, 2005
AMEGY INVESTMENTS, INC.
January 29, 2003 - May 15, 2003
FISERV INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2012)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
GLOBAL FINANCIAL SERVICES, L.L.C.
CRD#: 35699 / SEC#: , 8-46866
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFS HOLDINGS, LLC | MEMBER | |
| CATHRINER, WILLIAM WALTER II | CHIEF COMPLIANCE OFFICER | 1686950 |
| CHAPA, GERARDO ARTURO | MANAGING DIRECTOR | 1451790 |
| DREPAUL, ROSHNI | FINANCIAL OPERATIONS PRINCIPAL | 6487453 |
| IBARRA, JORGE EDUARDO | CHIEF OPERATING OFFICER | 3079569 |
| MEDRANO, DILIA ELIZABETH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 4626600 |
| TELLEZ, ALFREDO | SENIOR VICE PRESIDENT & DIRECTOR | 2616322 |
| VILLARREAL GUERRA, VICTOR MANUEL | DIRECTOR | 5310319 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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