Brian K. Laspino

ALLSTATE FINANCIAL ADVISORS

Lincoln, NE 68508-1380

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CRD#: 4626594

Professional summary

Brian Keith Laspino, who also goes by Brian Laspino, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Lincoln, Nebraska and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Laspino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PADI & DAN (DIVERS ALERT NETWORK) POSITION: Independent Scuba Instructor NATURE: Scuba Instruction (PADI) Marine-Based EmergencyMedicine Instruction (DAN) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2010 ADDRESS: 1597 Heebner Way, Lansdale PA 19446, United States DESCRIPTION: certifying scuba students in open water diving, CPR, first aid, advanced training. For additional information, please refer to their respective websites: www.padi.com and www.diversalertnetwork.org

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Laspino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2021 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

RIA

CRD#: 109524

Lincoln, NE

Current

October 31, 2013 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

CRD#: 18272

Lincoln, NE

Past

June 30, 2009 - January 5, 2010

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

MONTGOMERYVILLE, PA

Past

June 30, 2009 - January 5, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

MONTGOMERYVILLE, PA

Past

April 1, 2009 - June 29, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 3, 2008 - April 20, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

COLUMBIA, SC

Past

August 26, 2008 - April 20, 2009

TD AMERITRADE, INC.

RIA

CRD#: 7870

COLUMBIA, SC

Past

August 26, 2008 - April 20, 2009

TD AMERITRADE, INC.

CRD#: 7870

COLUMBIA, SC

Past

April 10, 2006 - August 28, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

LANSDALE, PA

Past

February 5, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

LANSDALE, PA

Past

February 5, 2003 - August 28, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

LANSDALE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/19/2021)

Delaware
(7/30/2021)

Florida
(9/5/2023)

New Jersey
(12/1/2016)

North Carolina
(10/3/2022)

Pennsylvania
(11/5/2013)

IAR

Pennsylvania
(8/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/17/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/30/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/28/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/16/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Laspino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Keith Laspino's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MSI FINANCIAL SERVICES, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2021

Series 63

Date: 11/5/2013

Series 7TO

Date: 8/17/2021

SIE

Date: 10/1/2018

Series 6

Date: 10/30/2013

Series 7

Date: 10/28/2004

Series 24

Date: 10/16/2006

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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