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JL

Joan A. Lintz

Some features on this profile are disabled
CRD#: 4626155
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joan Andre Raynal Lintz, CFP®, who also goes by Joan Lintz, Joan Andre Raynal, was a registered financial professional .

Joan is a previously registered financial professional and started their career in finance in 2003. Joan had worked at 6 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joan Lintz | Joan Andre Raynal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.MANAGING PARTNER OCEANGLADE ASSOC. PRIVATELY HELD VACATION BEACH HOUSE. PARTNER SINCE 1990, MANAGING PARTNER SINCE 2001. 2-3 HOURS/MONTH. NOT INVESTMENT RELATED. 2.BOARD MEMBER, BOARD OF DIRECTORS, GIRLS SCOUTS OF OREGON AND SW WASHINGTON SINCE 5/2012. 4 HOURS PER MONTH. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Past

March 17, 2014 - December 16, 2024

NORTHWEST CAPITAL MANAGEMENT INC.

RIA
CRD#: 108091
LAKE OSWEGO, OR
Past

November 6, 2013 - September 15, 2014

PHILLIPS AND COMPANY ADVISORS LLC

RIA
CRD#: 167214
PORTLAND, OR
Past

July 1, 2013 - December 31, 2013

PHILLIPS & COMPANY

RIA
CRD#: 35800
PORTLAND, OR
Past

July 1, 2013 - February 25, 2014

PHILLIPS & COMPANY

BD
CRD#: 35800
PORTLAND, OR
Past

November 15, 2010 - August 13, 2013

MCGEE WEALTH MANAGEMENT, INC.

RIA
CRD#: 109847
PORTLAND, OR
Past

August 5, 2009 - June 28, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
PORTLAND, OR
Past

June 4, 2003 - November 4, 2008

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NORTHWEST CAPITAL MANAGEMENT INC.
HEINTZBERGER PAYNE ADVISORS | NORTHWEST CAPITAL MANAGEMENT INC. | NORTHWEST CAPITAL MANAGEMENT INC

CRD#: 108091 / SEC#: 801-56420

RIA
Registered Investment Advisory firm - (5/14/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/15/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2003
General Securities Representative Examination

Current Firm

NC
NORTHWEST CAPITAL MANAGEMENT INC.
HEINTZBERGER PAYNE ADVISORS | NORTHWEST CAPITAL MANAGEMENT INC. | NORTHWEST CAPITAL MANAGEMENT INC

CRD#: 108091 / SEC#: 801-56420

RIA
Registered Investment Advisory firm - (5/14/1999 Approved)
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Contact information

Main Address
1 Centerpointe Drive Suite 115, Lake Oswego, OR 97035
Mailing Address
Phone number
(503) 597-1616
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWCM DISCLOSURE BROCHURE 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,199
AUM (Assets Under Management)$ 7,551,077,444

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/29/2025
Cover Page
Report
03/29/2024
Cover Page
Report
02/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTHWEST CAPITAL MANAGEMENT INC.

CRD#: 108091

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