CD
Christina M. Decharles
PINNACLE ASSET MANAGEMENT GROUP, (INC.)
Shreveport, LA 71104-2125
Some features on this profile are disabled
CRD#: 4626033
CD
Professional summary
Christina M Decharles is a registered financial advisor currently at PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) located in Shreveport, Louisiana and OSAIC WEALTH, INC. located in Shreveport, Louisiana.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Christina has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DECHARLES FAMILY LLC, PARTIAL OWNER OF ONE BUILDING SINCE 2000 at 2020 LINE AVENUE, SHREVEPORT, LA 71104. PINNACLE ASSET MANAGEMENT RENTS BUILDING FOR PRIMANY OFFICE LOCATION. NOT INVESTMENT RELATED. 2. PINNACLE ASSET MANAGEMENT GROUP; INVESTMENT ADVISORY FIRM REGISTERED WITH THE U.S. SECURITIES EXCHANGE COMMISSION; OWNS 20% INTEREST; SPEND LESS THAN 5% OF TIME INVOLVED IN IT. 3. DECHARLES FAMILY, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1996 ADDRESS: 2020 Line Avenue, Shreveport LA 71104. DESCRIPTION: Property Management 4. PINNACLE ASSET MANAGEMENT GROUP, INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1996 ADDRESS: 2020 Line Avenue, Shreveport LA 71104, United States DESCRIPTION: Handle day-to-day team management and all financial related activities of the organization A flow-through for tax purposes and payment of business expenses for Osaic Wealth, Inc 5. RIVERBROOKE HOMEOWNERS ASSOCIATION, INC. POSITION: President NATURE: Non-Profit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 11/21/2024 ADDRESS: 7330 Fern Avenue, Suite 102, Shreveport LA 71105, United States DESCRIPTION: As the chief executive Officer of the Association, the President shall: (i) preside at all meetings of the Association and of the Board; (ii) have all the general powers and duties which are usually vested in the office of the President of a corporation organized under the laws of the State of Louisiana; (iii) have general supervision, direction, and control of the business of the Association, subject to the control of the Board; and (iv) see that all orders and resolutions of the Board are carried into effect.
CRS (Client Relationship Summary) - RIA
Click below to view Christina M Decharles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2023 - Present
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)
Office #1: 2020 Line Avenue, Shreveport, LA 71104-2125RIA
CRD#: 109965
Shreveport, LA
Current
September 1, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 2020 Line Avenue, Shreveport, LA 71104RIA
BD
CRD#: 23131
Shreveport, LA
Past
December 22, 2022 - December 31, 2022
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)
RIA
CRD#: 109965
SHREVEPORT, LA
Past
March 16, 2017 - January 24, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
SHREVEPORT, LA
Past
January 24, 2014 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
SHREVEPORT, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)
PINNACLE ASSET MANAGEMENT GROUP | PINNACLE ASSET MANAGEMENT GROUP, INC. | PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) | PINNACLE ASSET MANAGEMENT GROUP LLC
CRD#: 109965 / SEC#: 801-113976
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)Louisiana
Registered Investment Advisory firm - (11/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Louisiana(1/29/2023)
RR
Louisiana(9/1/2023)
IAR
Texas(8/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.)
PINNACLE ASSET MANAGEMENT GROUP | PINNACLE ASSET MANAGEMENT GROUP, INC. | PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) | PINNACLE ASSET MANAGEMENT GROUP LLC
CRD#: 109965 / SEC#: 801-113976
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)Louisiana
Registered Investment Advisory firm - (11/15/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2020 Line Avenue, Shreveport, LA 71104-2125
Mailing Address
Phone number
(318) 221-7526
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 131,513,717 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
