Viera Reres
Professional summary
Viera Reres, who also goes by VIera Totkovicova, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in New York, New York.
Viera is registered as a RR (Registered Representative) and started their career in finance in 2003. Viera has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Viera Reres's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2014 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 55 East 52nd Street, New York, NY 10055January 21, 2010 - April 15, 2014
EQUITABLE DISTRIBUTORS, LLC
June 26, 2006 - April 22, 2014
EQUITABLE ADVISORS, LLC
June 26, 2006 - April 22, 2014
EQUITABLE ADVISORS, LLC
December 19, 2005 - May 16, 2006
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - May 16, 2006
FRANKLIN DISTRIBUTORS, LLC
May 11, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
May 11, 2005 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
March 29, 2004 - April 25, 2005
OSAIC WEALTH, INC.
May 12, 2003 - March 23, 2004
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2014)
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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