Richard A. Wilz
Professional summary
Richard Albert Wilz, who also goes by Richard Albert Wilz III, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Albert Wilz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2023 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240May 6, 2022 - April 11, 2023
HIGHTOWER ADVISORS, LLC
February 2, 2022 - April 11, 2023
HIGHTOWER SECURITIES, LLC
October 30, 2013 - January 6, 2021
FIDELITY BROKERAGE SERVICES LLC
July 29, 2005 - January 6, 2021
NATIONAL FINANCIAL SERVICES LLC
May 16, 2003 - March 17, 2005
TRUIST SECURITIES, INC.
April 11, 2003 - March 17, 2005
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2023)
(12/1/2023)
(12/2/2023)
(12/1/2023)
Exams
FINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
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