Nicholas B. Mccracken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Britton Mccracken, who also goes by Nick Mccracken, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2003. Nicholas had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 53, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2009 - May 18, 2011
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 1, 2008 - April 27, 2017
NATIONWIDE SECURITIES, LLC
July 3, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
December 5, 2007 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
July 25, 2006 - April 27, 2017
NATIONWIDE SECURITIES, LLC
September 15, 2005 - February 22, 2006
NYLIFE SECURITIES LLC
August 9, 2004 - August 23, 2005
FORESTERS EQUITY SERVICES, INC.
May 2, 2003 - October 3, 2003
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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