Benjamin A. Hoefft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Allan Hoefft, who also goes by Benjamin Allan Hoefft, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2003. Benjamin had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2023 - August 23, 2023
BUCKINGHAM STRATEGIC WEALTH, LLC
April 11, 2023 - August 23, 2023
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC
February 7, 2014 - October 25, 2019
WEDGEWOOD PARTNERS, INC.
August 20, 2012 - October 29, 2013
WEDGEWOOD PARTNERS, INC.
May 21, 2007 - July 27, 2007
J.A. GLYNN INVESTMENTS, LLC.
March 13, 2003 - May 20, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKINGHAM STRATEGIC WEALTH, LLC
CRD#: 143323 / SEC#: 801-67640
Contact information
Regulatory assets under management
| Total Number of Accounts | 51,749 |
| AUM (Assets Under Management) | $ 29,509,452,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/24/2024 | ||
| 07/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
