Tiiffany M. Maclean

SVB ASSET MANAGEMENT

North Wales, PA

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CRD#: 4623327

Professional summary

Tiiffany Mah Maclean, who also goes by Tiffany Bao-ping Feng, Tiffany Bao-ping Mac Lean, Tiffany Mah Mac Lean, Tiffany Bao-ping Maclean, is a registered financial advisor currently at SVB ASSET MANAGEMENT located in North Wales, Pennsylvania and FIRST CITIZENS CAPITAL SECURITIES, LLC located in New York, New York.

Tiiffany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tiiffany has worked at 10 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tiffany Bao-Ping Feng | Tiffany Bao-Ping Mac Lean | Tiffany Mah Mac Lean | Tiffany Bao-Ping Maclean

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiiffany Mah Maclean's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2025 - Present

SVB ASSET MANAGEMENT

RIA

CRD#: 124567

North Wales, PA

Current

July 31, 2025 - Present

FIRST CITIZENS CAPITAL SECURITIES, LLC

Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036

CRD#: 41504

New York, NY

Past

January 29, 2025 - June 11, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

SYRACUSE, NY

Past

January 29, 2025 - June 11, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

March 25, 2014 - November 27, 2024

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

HORSHAM, PA

Past

January 30, 2014 - November 27, 2024

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HORSHAM, PA

Past

November 5, 2009 - January 9, 2014

VALLEY FORGE ASSET MANAGEMENT, LLC

RIA

CRD#: 7438

KING OF PRUSSIA, PA

Past

November 5, 2009 - January 9, 2014

VALLEY FORGE ASSET MANAGEMENT, LLC

CRD#: 7438

KING OF PRUSSIA, PA

Past

January 8, 2008 - November 4, 2009

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

LANGHORNE, PA

Past

January 8, 2008 - November 4, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

LANGHORNE, PA

Past

October 13, 2005 - January 7, 2008

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LANGHORNE, PA

Past

October 13, 2005 - January 7, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

LANGHORNE, PA

Past

September 24, 2004 - October 14, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

YARDLEY, PA

Past

July 5, 2004 - October 14, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 5, 2004 - October 14, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(7/31/2025)

IAR

Pennsylvania
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/25/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/6/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SVB ASSET MANAGEMENT

CRD#: 124567 / SEC#: 801-61674

RIA

Registered Investment Advisory firm - (1/2/2003 Approved)

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Contact information

Main Address

222 2nd Street, San Francisco, CA 94105

Mailing Address

Phone number

(866) 719-9117

Established

Firm type

Fiscal year end

# of Employees

104

SEC notice filing (20 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SVB ASSET MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 32,960,320,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tiiffany M. Maclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiiffany Mah Maclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS CAPITAL SECURITIES, LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

VALLEY FORGE ASSET MANAGEMENT, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SVB ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2004

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2004

Series 53

Date: 10/25/2007

Series 4

Date: 7/6/2007

Series 24

Date: 2/28/2006

FINRA

Current Firm

SVB ASSET MANAGEMENT

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SVB ASSET MANAGEMENT

TRUST BUT VERIFY

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